Licensed_Corporations_Alert_20180228
Month: February 2018
Re-positioning Hong Kong’s Stock Markets
Financial Services Regulatory Update 2018/02/15
- Hong Kong Monetary Authority’s Revised Guideline on Authorization of Virtual Banks
- Hong Kong Monetary Authority’s Circular on Distribution of Fixed Income and Structured Products
- Hong Kong Court Orders Qunxing and Former Directors to Compensate Investors Over Disclosure of False or Misleading Information
- Hong Kong’s Standing Committee on Company Law Reform Issued its Annual Report
- Hong Kong Securities and Futures Commission Reprimands and Fines Credit Suisse (Hong Kong) Limited, Credit Suisse Securities (Hong Kong) Limited and Credit Suisse AG $39.3 million for Regulatory Breaches
- Shenzhen Stock Exchange Optimizing Shareholder Information Disclosure Channels and Deepening Capital Market Service
- The State Council Information Office of the People’s Republic of China Held Press Conference on Judicial Administration Reform and Other Issues
- Regulations on Insurance Brokers Published by China Insurance Regulatory Commission
- The 2018 Work Conference of People’s Bank of China in Beijing
- U.S. SEC’s Office of Compliance Inspections and Examinations Announces 2018 Examination Priorities
New Pricing Flexibility for Initial Public Offerings in Hong Kong
Financial Services Regulatory Update 2018/02/02
- HKEX Lays Out Key Plans for 2018
- SEHK Publishes Guidance Letters on Pricing Flexibility for IPOs and Placing Tranche Reallocation in IPOs
- Hong Kong SFC’s Circular to Licensed Corporations on Best Execution
- Hong Kong SFC Identifies Compliance Failures in the Distribution of Fixed-income and Structured Products
- China Securities Regulatory Commission: Pay Close Attention to Outstanding Issues of Speculation of Highly-priced Shares and Concept Companies’ Shares
- China Securities Regulatory Commission Will Adopt Supervision Measures Against Six Securities Firms and Three Fund Companies
- Eight Ministries of China Jointly issued the Guiding Opinions on Improving and Strengthening Marine Economic Development in Financial Services
- Seven Ministries of China Jointly Issued a Circular to Support All Types of Enterprises to Carry Out Market-Oriented Debt-to-Equity Conversion
- U.S. Securities and Exchange Commission Invites Regulated Entities to Voluntarily Submit Self-Assessments of Diversity Policies and Practices