Financial Services Regulatory Update 2018/04/27

  • Altaba, Formerly Known As Yahoo!, Agreed to Pay US$35 Million to Settle Charges by U.S. Securities Exchange Commission for Failing to Disclose Massive Cybersecurity Breach
  • Hong Kong’s Listing Regime Enters New Era, Featuring Emerging and Innovative Firms
  • A Company’s Listing on China National Equities Exchange and Quotations and H Shares Market Made Possible
  • Hong Kong Stock Exchange Updates Guidance Letter on Initial Public Offering Vetting and Suitability for Listing
  • Hong Kong Monetary Authority’s Knowledge Kit for Independent Non-Executive Directors
  • Hong Kong Securities and Futures Commission Reprimands and Fines CN Capital Management Limited and Responsible Officers HK$1.2 Million over Regulatory Breaches
  • Shenzhen Stock Exchange Puts Emphasis on the Supervision of Disclosure to Fight Against Environmental Pollution
FS_Regulatory_Update_JML_20180427

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Financial Services Regulatory Update 2018/04/13

  • China to Further Open Financial Markets
  • Four-time Enlargement of Daily Quota under Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect
  • Opening Remarks by Hong Kong Exchange and Clearing Limited (HKEX) Chief Executive Charles Li At Legislative Council Panel on Financial Affairs
  • Importance of Responding to Enquiries by the Hong Kong Stock Exchange
  • “Tips on Buying Insurance” Jointly Published by the Hong Kong Insurance Authority and Investor Education Centre
  • China to Accelerate the Development of a Quality Banking Industry
  • Keynote Address by Mr. Ong Ye Kung, Singapore’s Minister for Education (Higher Education and Skills) and Second Minister for Defense at the 12th ISAS International Conference on South Asia on April 6, 2018 – Strengthening Singapore-South Asia Cooperation
  • U.S. Securities and Exchange Commission Orders Three Investment Advisers to Pay $12 Million to Harmed Clients
FS_Regulatory_Update_JML_20180413

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