Highlights of Speech by Mr. John Price, Commissioner, Australian Securities and Investments Commission on “Whistleblowing – New Rules, New Policies, New Vision”
Hong Kong Securities and Futures Commission Announces Thematic Review of Remote Booking, Operational and Data Risk Management Practices
Hong Kong Securities and Futures Commission Sets Out New Regulatory Approach for Virtual Assets
Highlights of the Speech by Mr. Ashley Alder, Chief Executive Officer of Hong Kong Securities and Futures Commission at Hong Kong FinTech Week 2018 on the Regulatory Response to the Growing Importance of Financial Technology
Hong Kong Court of Final Appeal Unanimously Dismisses Appeal by Solicitor and his Sisters in Fraud Case Brought by Hong Kong Securities and Futures Commission Involving Overseas Listed Securities
The Stock Exchange of Hong Kong Limited Publishes Its Latest Review of Listed Issuers’ Corporate Governance Practices and Updates Its Guidance Material on Environmental, Social and Governance Reporting
Hong Kong Monetary Authority Issues Warnings about Mobile Applications (Apps) on Personal Financial Management
Hong Kong Privacy Commissioner for Personal Data Initiates Enforcement Investigation on Cathay Pacific Airways Limited’s Data Breach Incident
Bank Indonesia and Monetary Authority of Singapore Establish US$10 Billion Bilateral Financial Arrangement
Monetary Authority of Singapore Initiates Business Sans Borders to Foster Small and Medium-sized Enterprises Digitization
Monetary Authority of Singapore Introduces New Fairness, Ethics, Accountability and Transparency Principles to Promote Responsible Use of Artificial Intelligence and Data Analytics
Monetary Authority of Singapore Proposes New Regulatory Sandbox with Fast-Track Approvals
The Bank of Canada, Bank of England and Monetary Authority of Singapore Share Assessment on Emerging Opportunities for Digital Transformation in Cross-border Payments
Singapore Exchange Strengthens Partnerships in China with the Signing of Two Memorandums of Understanding
Singapore Exchange Regulation Proposes Changes to Delisting Rules
Monetary Authority of Singapore and Singapore Exchange Successfully Leverage Blockchain Technology for Settlement of Tokenized Assets
Singapore Exchange to Launch New Securities Settlement and Depository System T+2 Securities Settlement Cycle on December 10, 2018
Bank of China Limited, China Foreign Exchange Trade System & National Interbank Funding Center and Singapore Exchange Sign Strategic Cooperation Agreement on CFETS-BOC Bond Indices
U.S. Securities and Exchange Commission Proposes Disclosure Improvements for Variable Annuities and Variable Life Insurance Contracts
U.S. Securities and Exchange Commission Charges EtherDelta Founder With Operating an Unregistered Exchange
Stock Research Firm and Co-Founders Charged with Deceiving Investors in Supposedly Unbiased Reports by U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission Settles Insider Trading Claims Against Former Chairman and CEO of Advanced Medical Optics
U.S. Securities and Exchange Commission Charges Giga Entertainment Media, Former Officers and Directors with Fraud in Pay-For-Download Campaign
Two Initial Coin Offerings Issuers Settle U.S. Securities and Exchange Commission’s Registration Charges and Agree to Register Tokens as Securities
Shanghai Stock Exchange Formulates Relevant Business Rules to Support Listed Companies’ Legal Shares Repurchases
Shanghai Stock Exchange and Japan Exchange Group Sign a Memorandum of Understanding on Closer Cooperation to Promote China-Japanese ETF Connect
Financial Conduct Authority of the United Kingdom Launches Cost Transparency Initiative on Charges Payable by Institutional Investors
The United Kingdom’s Upper Tribunal Upholds the Financial Conduct Authority’s Decision to Fine and Ban Former Keydata Investment Services Ltd Executives
European Securities and Markets Authority Launches Call for Evidence on Periodic Auctions for Equity Instruments
European Securities and Markets Authority Consults on Future Guidelines for Money Market Funds’ Disclosure
European Securities and Markets Authority’s Focus on New International Financial Reporting Standards and Non-financial Information in Issuers’ 2018 Annual Reports
Financial Conduct Authority of United Kingdom Fines Liberty Mutual Insurance Europe SE £5.2 Million for Failures in its Oversight of Mobile Phone Insurance Claims and Complaints Handling
Hong Kong Monetary Authority and Monetary Authority of Macao Jointly Promote the Enhanced Competency Framework for Banking Practitioners in Macao
Hong Kong Monetary Authority’s Launch of eTradeConnect and the Collaboration with we.trade
Hong Kong Monetary Authority Promotes in Tokyo Hong Kong’s Leading Platform as an International Financial Center and Gateway of China
Hong Kong Monetary Authority Strengthening the Verification Requirements for Electronic Wallets Setting Up Direct Debit Authorizations
GEM Listing Committee of The Stock Exchange of Hong Kong Limited Censures Sino Splendid Holdings Limited for Breaching the GEM Listing Rules and Censures or Criticizes a Number of its Current Directors for Breaching the Director’s Undertaking
Hong Kong Insurance Authority Consults the Public on Proposed Guideline on Pecuniary Penalties for Licensed Insurance Intermediaries
Hong Kong Insurance Authority Consults on the Maximum Number of Insurers to be Represented by a Licensed Individual Agent or Agency
Monetary Authority of Singapore and China Securities Regulatory Enhance Capital Markets Cooperation
Inaugural Singapore-Chongqing Financial Summit Unlocks Opportunities for Regional Financial and Infrastructure Connectivity
Hong Kong Privacy Commissioner for Personal Data Expresses Serious Concern on Cathay Pacific Airways Data Breach Incident
Hong Kong Privacy Commissioner for Personal Data Releases Research Report to Advocate Respect and Beneficial and Fair Data Ethics Stewardship Management Value and Models
U.S. Securities and Exchange Commission Charges Family Friend of Former Investment Banker with Insider Trading
U.S. Securities and Exchange Commission Charges Investment Adviser with Running US$3.9 Million Fraud
Citibank N.A. Pays More Than US$38 Million to Settle U.S. Securities and Exchange Commission’s Charges of Improper Handling of “Pre-released” American Depositary Receipts