Gazettal of Financial Reporting Council (Amendment) Bill 2021 to Further Enhance the Independence of Hong Kong’s Regulatory Regime of the Accounting Profession in Line with International Developments
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action against Winshine Science Company Limited (Stock Code: 209) and Six Directors
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action against Longrun Tea Group Company Limited (Stock Code: 2898) and Its Current Directors
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Longrun Tea Group Company Limited (Stock Code: 2898)
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action against Two Former Directors of Farnova Group Holdings Limited (Stock Code: 8153)
Hong Kong Securities and Futures Commission and Canadian Securities Administrators Establish Fintech Cooperation Agreement
Hong Kong Securities and Futures Commission Obtains Court Order to Disqualify Former Executive Director of Anxin-China Holdings Limited for Eight Years
Hong Kong Securities and Futures Commission Issues Warning Statement on Unregulated Virtual Asset Platforms
Hong Kong Securities and Futures Commission Sanctions Sino-Rich Securities & Futures Limited’s Responsible Officers
Hong Kong Securities and Futures Commission Publicly Censures BIT Mining Limited for Breaches of the Takeovers Code
U.S. Federal Court Permanently Bans and Imposes an over US$300,000 Penalty Against Foreign Trading Platform for Offering Illegal Leveraged Transactions in Ether, Litecoin, Bitcoin and Precious Metals
U.S. Court of Appeals Rules in Favor of U.S. Commodity Futures Trading Commission in Fraud Case Against Monex Deposit Company and its Principals
U.S. Securities and Exchange Commission Charges SPAC, Sponsor, Merger Target, and CEOs for Misleading Disclosures Ahead of Proposed Business Combination
U.S. Securities and Exchange Commission Settles Charges Related to Investments in Complex Exchange-Traded Product with UBS
U.S. Securities and Exchange Commission Charges Initial Coin Offerings “Listing” Website With Unlawfully Touting Digital Asset Securities
U.S. Securities and Exchange Commission Halts Alleged Ongoing Offering Fraud Involving Cycling Companies
Singapore Exchange Launches New FFA and Futures Contracts for LNG Vessels
Fully Implement Scientific Regulation and Classified Regulation and Focus on Cultivating a Group of High-quality Listed Companies — Evaluation Results on Information Disclosure by Shenzhen Stock Exchange-listed Companies Released
Improve the System of Rules for Innovative Product Types and Strengthen the Capability of Capital Market to Serve National Strategies – Shenzhen Stock Exchange Revises the Business Guidelines for Green Corporate Bonds and Rural Revitalization Corporate Bonds
Shanghai Stock Exchange Releases Consultation and Communication Guide for Review Business of Shanghai Stock Exchange STAR Market
Financial Conduct Authority of the United Kingdom Consults on Post-Brexit Divergence for PRIIPS Regulation
Australian Securities and Investments Commission Publishes Internal Dispute Resolution Data Dictionary and Glossary ahead of Pilot
Hong Kong Special Administrative Region Government Welcomes Consensus Largely Reached on BEPS 2.0 Framework, Including the Global Minimum Tax Rate Proposal, on the Same Date of Gazetting of the Securities and Futures (Amendment) Bill 2021 and the Limited Partnership Fund and Business Registration Legislation (Amendment) Bill 2021 Providing for New Fund Re-domiciliation Mechanisms
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action against Alltronics Holdings Limited (Stock Code: 833) and Ten Directors
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action against IntelliCentrics Global Holdings Ltd (Stock Code: 6819) and Two Executive Directors
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action against China Fortune Investments (Holding) Limited (Stock Code: 8116) and Nine Directors
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Inno-Tech Holdings Limited (In Liquidation) (Stock Code: 8202)
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Chinese Food and Beverage Group Limited (Stock Code: 8272)
The Stock Exchange of Hong Kong Limited Publishes Revised Policy Statement on the Enforcement of the Listing Rules and Sanctions Statement
Hong Kong Securities and Futures Commission Publishes New Guidance on ESG Fund Disclosures
Hong Kong Court of Appeal Grants Hong Kong Securities and Futures Commission HK$622 Million Compensation Orders against Former Directors of EganaGoldpfeil (Holdings) Ltd
Hong Kong Securities and Futures Commission Reprimands and Fines Raymond Leung Tak Shing HK$400,000 for Breaches of Anti-Money Laundering Regulatory Requirements
Hong Kong Securities and Futures Commission Bans Lau Kwo for 12 months
Hong Kong Securities and Futures Commission and the Independent Commission Against Corruption Search a Listed Company and an Underwriter
U.S. Commodity Futures Trading Commission Charges Three Individuals and Three Companies with Fraud in Multimillion-Dollar Precious Metals Scheme
U.S. Commodity Futures Trading Commission Issues Interpretation to Swap Dealers Regarding Calculating Capital Requirements
U.S. District Court Sanctions a Man for Fraudulent Scheme Attempting to Profit from COVID-19
U.S. Securities and Exchange Commission Charges Amec Foster Wheeler Limited With Foreign Corrupt Practices Act Violations Related To Brazilian Bribery Scheme
U.S. Securities and Exchange Commission Charges Electronic Trading Platform for Operating As An Unregistered Broker-Dealer
U.S. Securities and Exchange Commission Charges Self-Proclaimed Real Estate “Dealmaker” With Multiple Offering Frauds and Misappropriation of Investor Funds
U.S. Securities and Exchange Commission Charges Finance Employee and Friend With Insider Trading
U.S. Securities and Exchange Commission Charges Hedge Fund Trader in Lucrative Front-Running Scheme
U.S. Securities and Exchange Commission Charges Company and Two Executives for Misleading COVID-19 Disclosures
Singapore Exchange and Platts Partner to Provide Commodities Data and Content
Countdown to Singapore International Ferrous Week
The Financial Conduct Authority of the United Kingdom Consults on Reforms to Improve the Effectiveness of UK Primary Markets
Australian Securities and Investments Commission Consults on Amendments to Market Integrity Rules
Shenzhen Stock Exchange Actively Serves the Connection between Swiss Tech Start-ups and Capital Resources, Boosting Sino-Swiss Regular Technological Cooperation
Shenzhen Stock Exchange Adjusts Downward the Handling Fee of Fund Transactions to Support the Development of the Fund Market