Hong Kong Securities and Futures Commission Publicly Criticizes CICC Financial Trading Limited and China International Capital Corporation Limited for Breaches of Takeovers Code
Hong Kong Securities and Futures Commission Reprimands and Fines Guotai Junan Securities (Hong Kong) Limited HK$25.2 million for Breaches Relating to Anti-Money Laundering and Other Regulatory Requirements
Hong Kong Securities and Futures Commission Bans Former Responsible Officer of Guosen Securities (HK) Brokerage Company, Limited for 12 Months for Failure to Discharge Duties as A Responsible Office and Senior Management Member
Hong Kong Exchanges and Clearing Limited to Launch New Sustainable and Green Exchange
U.S. Financial Regulators Modify Volcker Rule
U.S. Securities and Exchange Commission Charges Insurance Company and Former CFO With Faulty Loss Reserves Disclosures
U.S. Securities and Exchange Commission Emergency Action Halts Cryptocurrency Offering Fraud
U.S. Securities and Exchange Commission Charges Issuer, CEO, and Lobbyist with Defrauding Investors in AML BitCoin
Lenders Win Cayman Islands Court Order Seeking to Wind Down Entities Controlled by the Family of Luckin Coffee Inc. Chairman Lu Zhengyao
China Securities Regulatory Commission Releases Arrangements for the Reform of the ChiNext Board and the Pilot Project of the Registration-Based IPO System
Shenzhen Stock Exchange Optimizes the System of Continuous Regulatory Rules for the ChiNext Board
Shenzhen Stock Exchange News Spokesman Answers Questions from Reporters on Official Announcement of Supporting Business Rules for the Reform of the ChiNext Board and the Pilot Project of the Registration-based IPO System
Shenzhen Stock Exchange Releases the Integrated and Revised Business Guides for Listed Companies
Shanghai Stock Exchange Announces Methodology of SSE Composite Index to be Revised
Shanghai Stock Exchange Announces STAR 50 Index to be Launched
Monetary Authority of Singapore Consults on its Proposed Environmental Risk Management Guidelines for Financial Institutions
Financial Conduct Authority of the United Kingdom Reminds Crypto-asset Businesses to Register Before the End of June
Financial Conduct Authority of the United Kingdom Announces Proposals to Make Mini-bond Marketing Ban Permanent
Australian Securities and Investments Commission Releases Guidance on the Administration of Product Intervention Power
Hong Kong Securities and Futures Commission Proposes Changes to The Code on Real Estate Investment Trusts
Hong Kong Securities and Futures Commission Concludes Consultation on Regulatory Scope and Competence Requirements of OTC Derivatives Licensing Regime
Hong Kong Securities and Futures Commission Bans Kwok Chau Mo for Nine Months for Circumventing Internal Control Policies
Hong Kong Court Convicts and Fines Former Director and Shareholder of Wonderful Wealth Group Limited for Unlicensed Activities
Hong Kong Securities and Futures Commission Reprimands and Fines Potomac Capital Limited HK$800,000 for Breaching Financial Resources Rules
Hong Kong Securities and Futures Commission Publicly Censures Fu Kwan for Breach of the Takeovers Code
U.S. Securities and Exchange Commission Awards Nearly US$50 Million to Whistleblower
U.S. Securities and Exchange Commission Charges Microcap Fraud Scheme Participants Attempting to Capitalize on the COVID-19 Pandemic
U.S. Securities and Exchange Commission Charges California Trader Engaged in Manipulative Trading Scheme Involving COVID-19 Claims
U.S. Commodity Futures Trading Commission Unanimously Approves Final Rule Amendments to Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
Shanghai Stock Exchange Further Improves First-day Trading Mechanism for Re-listing of Delisted Stocks
Shanghai Stock Exchange Releases Notice on Matters Concerning Red-chip Companies Applying for Issuance and Listing on SSE STAR Market
Shenzhen Stock Exchange Spokesperson Answers Questions from Reporters on Transitional Arrangements for Review of the Reform of the ChiNext Board and the Pilot Project of the Registration-based IPO System
Shenzhen Stock Exchange Issues Information Disclosure Guidelines on Transactions and Related Party Transactions
The Response of Monetary Authority of Singapore to Queries on Fund Flows
Financial Conduct Authority of the United Kingdom Confirms Guidance for Insurance Firms to Consider the Impact of Covid-19 on Insurance Products Value
Singapore Exchange Announces Launch of Singapore Single Stock Futures and Signs MSCI Singapore License Agreement