Financial Services Regulatory Update 2018/05/25

  • Monetary Authority of Singapore Proposes to Simplify Rules to Improve Business Flexibility for Market Operators
  • Hong Kong Stock Exchange Reviews Listed Issuers’ Implementation of ESG Reporting Guide
  • Hong Kong’s Securities and Futures Commission Concludes Consultation on Prescribing Professional Investors
  • Hong Kong’s Securities and Futures Commission Concludes Consultation on New Securities and Futures (Open-ended Fund Companies) Rules and Code on Open-ended Fund Companies
  • Hong Kong’s Securities and Futures Commission Concludes Consultation on Disclosure Requirements for Discretionary Accounts to Make it Easier for Investors to Compare Benefits Which Discretionary Account Managers will Receive from Product Issuers
  • Hong Kong’s Securities and Futures Commission Publishes Second Issue of “Regulatory Bulletin: Listed Corporations” on its Real-time Regulation Over Securities Issuances
  • The European Union’s General Data Protection Regulation Came into Force on May 25, 2018 – How Would This Affect Businesses Outside the European Union?
  • Brett Redfearn, U.S. SEC’s Director, Division of Trading and Markets, Comments at the FINRA Annual Conference on “How Should a Financial Professional Provide Advice in the Face of Conflicts?”
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Financial Services Regulatory Update 2018/05/11

  • The Securities and Exchange Board of India Proposes “Group” Governance Committee for Implementing Effective Corporate Governance Throughout a Listed Group of Companies
  • Hong Kong’s New Era of Economic Integrity Based Supervision of Capital Raising
  • Hong Kong Monetary Authority Issues Guidelines on Application of Financial Technology in Personal Lending Business
  • Hong Kong Securities and Futures Commission Issues Circular to Intermediaries Regarding Client Orders Received Through Instant Messaging
  • Hong Kong Launches Pilot Bond Grant Scheme – The Significance of Developing the Bond Market and The Hong Kong Monetary Authority’s Efforts
  • Does Hong Kong Fall Behind in the Development of Sharing Economy?
FS_Regulatory_Update_JML_20180511

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