• China Securities Regulatory Commission’s Pilot Scheme to Allow Selected Hong Kong-listed H-share Companies’ Shares to be Fully Tradeable
• China Insurance Regulatory Commission’s Consultation Papers on Management Measures to Further Improve the System of Independent Directors in Insurance Institutions
• Hong Kong Monetary Authority Signs Fintech Cooperation Agreement with Dubai Financial Services
• China Securities Regulatory Commission: Full Implementation of the New Auditor Reporting Standards
• United Kingdom Financial Conduct Authority Fines Tejoori £70k for Failing to Disclose Inside Information Asap
• United Kingdom Financial Conduct Authority’s Approach to Authorisation and Competition
• London Stock Exchange’s ELITE and Subsidiary of Shenzhen Stock Exchange SSIC, Sign MoU to Launch Business Support and Capital Raising Program in China
• China Securities Regulatory Commission and The Securities and Futures Commission Enter into a Memorandum of Understanding to Enhance Supervisory Assistance and Enforcement Cooperation in Futures Markets
• Hong Kong Securities and Futures Commission Provides Additional Guidance to Licensed Corporations on Establishing and Maintaining Prudential Risk Management Practices for Client Money, Liquidity and the Concentration Risks of Funding Sources Within Group-Affiliated Entities
• Amendments Made by the Shanghai Stock Exchange on the Format of Provisional Announcements to Improve the Accuracy of Information Disclosure

FS_Regulatory_Update_JML-20180105