Financial Services Regulatory Update 2022/02/25

  • Hong Kong Securities and Futures Commission Issues Phasal Consultation Conclusion on Licensing Depositaries of SFC-Authorized Collective Investment Schemes (under New Regulated Activity 13)
  • Hong Kong Securities and Futures Commission Issues Quarterly Report
  • Hong Kong Securities and Futures Commission Reprimands and Fines South China Commodities Limited HK$4.8 Million for Regulatory Breaches
  • The China Securities Regulatory Commission Releases Provisions on the Supervision and Administration of Depository Receipts under the Stock Connect Scheme between Domestic and Overseas Stock Exchanges
  • Officials from the China Securities Regulatory Commission Answer Reporter Questions Regarding the Depository Receipts Business under the Stock Connect Scheme
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