Financial Services Regulatory Update 2023/02/24

  • Duties of an Investment Adviser of a Fund – Implications of the Decision of the Hong Kong Securities and Futures Appeals Tribunal in the Cardinalasia Consulting Limited Case
  • Hong Kong Companies Ordinance Amended to Allow Holding of General Meetings by Using Virtual Meeting Technology
  • Hong Kong Securities and Futures Commission Consults on Proposals to Regulate Virtual Asset Trading Platforms
  • Hong Kong Monetary Authority Takes Disciplinary Action Against Westpac Banking Corporation, Hong Kong Branch for Contraventions of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
  • Hong Kong Monetary Authority Issues the Consultation Conclusion to the Discussion Paper on Crypto-Assets and Stablecoins
  • Hong Kong Exchanges and Clearing Limited Issues the Review of Issuers’ Annual Reports in 2022
  • Hong Kong Securities and Futures Commission Reprimands and Fines Jinrui Futures (Hong Kong) Limited HK$4.8 Million and Sanctions its Responsible Officers for Regulatory Breaches

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