The European Union’s New Rules for a Single European Crowdfunding Framework
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Centron Telecom International Holding Limited (In Provisional Liquidation) (Stock Code: 1155)
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Chong Sing Holdings Fintech Group Limited (In Official Liquidation) (Stock Code: 8207)
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of DBA Telecommunication (Asia) Holdings Limited (Stock Code: 3335)
Hong Kong Exchanges and Clearing Limited Releases Cash Market Transaction Survey 2019
Hong Kong Exchanges and Clearing Limited to Introduce Synapse, a Settlement Acceleration Platform for Stock Connect
Hong Kong Exchanges and Clearing Limited Seeks Views on New Proposal to Modernise Hong Kong IPO Settlement Process
Hong Kong Securities and Futures Commission Bans Pang Hon Pan for 21 Months
Hong Kong Securities and Futures Commission Bans Chan Shun King for 24 Months
Hong Kong Securities and Futures Commission and Israel Securities Authority Sign Fintech Cooperation Agreement
U.S. Commodity Futures Trading Commission Unanimously Approves Final Rule for Granting Exemptions from Derivatives Clearing Organization Registration
U.S. Commodity Futures Trading Commission Unanimously Approves Final Rule Amending Swap Execution Facility Requirements
U.S. Securities and Exchange Commission Adopts Rules to Facilitate Electronic Submission of Documents to the Agency
U.S. Securities and Exchange Commission Adopts Amendments to Modernize and Enhance Management’s Discussion and Analysis (MD&A) and other Financial Disclosures
U.S. Securities and Exchange Commission Proposes Temporary Rules to Facilitate Measured Participation by Certain “Platform Workers” in Compensatory Offerings Under Rule 701 and Form S-8
U.S. Securities and Exchange Commission Proposes Amendments to Modernize Framework for Securities Offerings and Sales to Workers
Australian Securities and Investments Commission Urges Insurers to Respond to New Accounting Standard
Joint Statement on the Implementation of Prudential Reforms in the Financial Services Bill
Financial Conduct Authority of the United Kingdom Warns Firms to Be Responsible When Handling Client Data
HM Treasury, Bank of England and Financial Conduct Authority of the United Kingdom Convene Working Group to Facilitate Investment in Productive Finance
Financial Conduct Authority of the United Kingdom Announces Benefits of New Data Collection Platform RegData
Monetary Authority of Singapore Enhances RMB Liquidity Through a New RMB 25 Billion Initiative for Banks
Monetary Authority of Singapore Launches World’s First Grant Scheme to Support Green and Sustainability-Linked Loans
Association of Banks in Singapore and Singapore Exchange Regulation Enhance Due Diligence Standards
Shenzhen Stock Exchange Establishes the 1st Accounting Advisory Committee to Build Market Synergy and Improve Quality of Financial Information Disclosure in Capital Market
Questions & Answers on the Guidelines of Shanghai Stock Exchange No. 3 for the Application of Self-Regulation Rules for Listed Companies – Classified Supervision and Administration of Information Disclosure
Officials from Relevant Departments of the China Securities Regulatory Commission Answers Reporter’s Questions Regarding Audit Oversight Cooperation with the U.S.
Chengdu Huaze Cobalt and Nickel Material Co., Ltd. Violates the Laws and Regulations on Important Information Disclosure
U.S. Securities and Exchange Commission Awards Over US$28 Million to a Whistleblower – Outline of the U.S. Whistleblower Program
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Tenwow International Holdings Limited (In Provisional Liquidation) (Stock Code: 1219)
The Hong Kong Exchange and Clearing Limited Introduces Futures and Options on Hang Seng TECH Index
The Stock Exchange of Hong Kong Limited Publishes Consultation Conclusions on Corporate Weighted Voting Rights
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Boshiwa International Holding Limited (Provisional Liquidators Appointed) (Stock Code: 1698)
Hong Kong Securities and Futures Commission Issues Statement on U.S. Sanctions
Zeng Lingxi Pleads Not Guilty to Charges of Obstructing the Hong Kong Securities and Futures Commission’s Search Operation
Hong Kong Securities and Futures Commission Reprimands and Fines Credit Suisse (Hong Kong) Limited HK$2.1 million over Breaches of Electronic Trading Requirements
Hong Kong Securities and Futures Commission Publicly Censures Ngai Lai Ha and Imposes a Cold-shoulder Order for Breach of the Takeovers Code’s Mandatory General Offer Obligation
U.S. Commodity Futures Trading Commission Exempts Additional Singapore Recognized Market Operators from Swap Execution Facility Registration Requirements
U.S. Commodity Futures Trading Commission Expands its Part 30 Exemptive Program to Improve Global Market Access for U.S. Customers
U.S. Federal Court Orders a Company and its Principal to Pay Over US$900,000 for Digital Asset and Forex Ponzi Scheme
U.S. Securities and Exchange Commission Harmonizes and Improves “Patchwork” Exempt Offering Framework
U.S. Securities and Exchange Commission Publishes Notice of German Substituted Compliance Application and Proposed Order
The Australian Financial Services Royal Commission‘s Reforms Postponed for Six Months Due to the Pandemic
Australian Securities and Investments Commission to Further Extend Financial Reporting Deadlines for Listed and Unlisted Entities and Amends ‘No Action’ Position for AGMs
Financial Conduct Authority of the United Kingdom Announces Changes to Open Banking Identification Requirements
Financial Conduct Authority of the United Kingdom Bans Three Individuals from Working in the Financial Services Industry for Non-Financial Misconduct
Monetary Authority of Singapore Steps Up Enforcement Actions Against Market Abuse and Financial Misconduct
Bank Indonesia and Monetary Authority of Singapore Extend Bilateral Financial Arrangement
Monetary Authority of Singapore Launches Productivity Solutions Grant to Help Small Financial Institutions Adopt Digital Solutions for Data Reporting
Singapore Exchange Expands Clearing Relationship with CME Group, Adding Pan-Asia Benchmark Equity Derivatives to Mutual Offset Link
Ant Group Co., Ltd. Decides to Suspend its Listing on the Science and Technology Innovation Board
Jiangsu Yabaite Technologies Co., Ltd. Commits the Crime of Illegal Disclosure of Important Information
Shanghai Stock Exchange Responds to Questions from the Press on Guidelines No.1 on the Application of Securities Trading Rules of the Shanghai Stock Exchange for Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors
Shenzhen Stock Exchange Revises and Releases Implementation Rules for QFIIs and RQFIIs to Further Promote High-level Opening-up of the Capital Market
The Shanghai Stock Exchange formulates the Three-year Action Plan for Improving the Quality of Companies Listed on the Shanghai Stock Exchange