The Listing Committee of The Stock Exchange of Hong Kong Limited Censures NNK Group Limited and a Number of its Current and Former Directors for Breaching the Listing Rules and/or the Director’s Undertaking for Failing to Make Proper Disclosure in Prospectus
The Stock Exchange of Hong Kong Limited’s Announcement in Relation to Cancellation of Listing of China Annual Healthcare Limited
The Stock Exchange of Hong Kong Limited’s Announcement in Relation to Cancellation of Listing of Han Tang International Holdings Limited
Hong Kong Companies Registry Issues Circular on Translation and Certification of Documents under the Companies Ordinance
Securities and Futures Commission of Hong Kong Concludes Consultation on Amendments to Anti-money Laundering and Counter-financing of Terrorism Guidelines
Hong Kong Court of Final Appeal Allows Securities and Futures Commission’s Appeal against Market Misconduct Tribunal’s Decision Regarding Insider Dealing in Asia Telemedia Limited Shares
The Securities and Futures Commission of Hong Kong Concludes Further Consultation on Financial Resources Rules
Indonesia and Singapore Strengthen Cooperation in FinTech
The Securities and Futures Commission of Hong Kong Encourages the Public to Report Fraud and Misconduct
Shenzhen Stock Exchange Signs Strategic Cooperation Agreement to Facilitate Sino-Norwegian Cooperation on Technological Innovation
Shenzhen Stock Exchange Signs Memorandums of Understanding with Moscow Exchange and Warsaw Stock Exchange
Notice on Public Consultation for the Interim Measures Regarding the Listing and Trading of Depository Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange
Financial Conduct Authority of the United Kingdom Opens a Discussion on the Impact of Climate Change and Green Finance on Financial Services
U.S. Securities and Exchange Commission Investigative Report: Public Companies Should Consider Cyber Threats When Implementing Internal Accounting Controls
U.S. Securities and Exchange Commission Launches New Strategic Hub for Innovation and Financial Technology
U.S. Securities and Exchange Commission Suspends Former BDO Accountants for Improperly “Predating” Audit Work Papers
Highlights of the Speech by Ms. Julia Leung, Deputy Chief Executive Officer and Executive Director, Intermediaries of the Hong Kong Securities and Futures Commission, at 2018 Refinitiv Pan Asian Regulatory Summit on Addressing Misconduct in Capital Markets
Hong Kong Securities and Futures Commission Concludes Consultation on the Offline Sale of Complex Products
Hong Kong Securities and Futures Commission Issues Circular to Remind Intermediaries Use of “Nominees” and “Warehousing” Arrangements in Market and Corporate Misconduct
Hong Kong Securities and Futures Commission Froze the Assets of An Unnamed Chairman of a Listed Company on Suspicion of Fraud
Hong Kong Securities and Futures Commission and the Financial Conduct Authority of the United Kingdom Sign Memorandum of Understanding on United Kingdom-Hong Kong Mutual Recognition of Funds
U.S. Securities and Exchange Commission Obtains Final Judgment Against Former Nomura Securities International’s Residential Mortgage Backed Securities Trading Supervisor
Elon Musk Settles U.S. Securities and Exchange Commission Fraud Charges; Tesla Charged with and Resolves Securities Law Charge
China’s Ministry of Finance Issues Renminbi Sovereign Bonds through Central Moneymarkets Unit of Hong Kong Monetary Authority
U.S. Securities and Exchange Commission Charges Stryker Corporation A Second Time for Foreign Corrupt Practices Act Violations
Credit Suisse Securities (USA) LLC Agrees to Pay US$10 Million to Settle U.S. Securities and Exchange Commission’s Charges Related to Handling of Retail Customer Orders
Singapore Exchange Launches New FTSE ST Singapore Shariah Index
Hong Kong Insurance Authority Consults on Proposed Guidelines on (i) “Fit and Proper” Criteria and (ii) Continuing Professional Development Requirements for Licensed Insurance Intermediaries
Monetary Authority of Singapore Issues Guidelines to Facilitate Provision of Digital Advisory Services
Monetary Authority of Singapore’s Cyber Security Advisory Panel Proposes Ways to Enhance Financial Sector Cyber Resilience
Financial Conduct Authority of the United Kingdom Fines Tesco Bank £16.4m for Failures in 2016 Cyber Attack
Highlights of the Speech by Mr. Fang Xinghai, Vice Chairman of China Securities Regulatory Commission, at the FTSE Russell 2018 China A Share Evaluation Results Press Release and Seminar