Financial Services Regulatory Update 2024/10/25

  • Hong Kong Securities and Futures Commission Flags Asset Manager Misconducts in Managing Private Funds and Discretionary Accounts
  • Hong Kong Financial Services and Treasury Bureau and Bloomberg Establish Strategic Collaboration to Enhance Hong Kong’s Family Office Ecosystem
  • Hong Kong Securities and Futures Commission and The Stock Exchange of Hong Kong Limited Issues Joint Statement on Enhanced Timeframe for New Listing Application Process
  • Highlights of the Hong Kong Chief Executive’s 2024 Policy Address
  • Hong Kong Securities and Futures Commission Issues Takeovers Bulletin to Remind on Need to Factor in E-Submission System Registration Time and Severe Weather Arrangements
  • Hong Kong Accounting and Financial Reporting Council Calls on Auditors and Audit Committees to Strengthen Independence Safeguards around Procurement and Purchases from Audit Clients
  • Hong Kong Securities and Futures Commission Welcomes Voluntary Code of Conduct for ESG Ratings and Data Products Providers
  • Hong Kong Securities and Futures Commission Implements New Public Fund Depositaries Regime: Key Changes for Hong Kong’s Asset Management Sector
  • Hong Kong Securities and Futures Commission Concludes Consultation on Proposals to Enhance Real Estate Investment Trusts Regime and Securities and Futures Ordinance Market Conduct Regime for Listed Collective Investment Schemes
  • Hong Kong Standing Committee on Company Law Reform Publishes Annual Report Supporting Paperless Corporate Communication for Hong Kong Companies
  • Hong Kong Accounting and Financial Reporting Council Publishes Audit Focus for 2024 Year-end Audits to Remind Auditors of Financial Reporting and Audit Risks
  • Hong Kong Monetary Authority Publishes “Half-Yearly Monetary and Financial Stability Report” to Analyze the Current Hong Kong Financial Conditions
  • Hong Kong Monetary Authority Publishes “Quarterly Bulletin About Regulatory Regime for Stablecoin Issuers in Hong Kong” Promote the Development of Stablecoins
  • Hong Kong Securities and Futures Commission Commences Market Misconduct Tribunal Proceedings Against Dickson Poon
  • CSC Futures (HK) Limited and Zheshang International Financial Holdings Co Fined by Hong Kong Securities and Futures Commission for Regulatory Breaches
  • Hong Kong Financial Services and Treasury Bureau Publishes Consultation Conclusions on Promoting Paperless Corporate Communication for Hong Kong Companies

 FS_Regulatory_Update_JML 20241025

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