Stock Exchange of Thailand Welcomes the First Hang Seng Index Derivative Warrants in Thailand
Hong Kong Securities and Futures Commission and Independent Commission Against Corruption Sign Memorandum of Understanding to Strengthen Cooperation in Combating Financial Crime
Hong Kong Securities and Futures Commission Issues Circular to Licensed Corporations on Managing the Liquidity Risk of Funds
Hong Kong Securities and Futures Commission Bans Samuel Lee Kwok Tung for Eight Months
High Court Extends Interim Injunctions Freezing Assets of Suspected Manipulators of GEM Stock in A Prosecution Brought by Hong Kong Securities and Futures Commission
Hong Kong Monetary Authority Issues Circular on One-year Extension of the Final Implementation Phase of the Margin Requirements for Non-centrally Cleared Derivatives
Hong Kong Monetary Authority Updates Requirements for Opening of Accounts Following Amendments to Paragraph 5.1 of the Code of Conduct
Hong Kong Monetary Authority Provides Liquidity Facilities Framework for Banks
Hong Kong Exchanges and Clearing Limited Consults Market on Proposed Microstructure Enhancements in the Securities Market
The Stock Exchange of Hong Kong Limited Issues Announcement in Relation to the Matter of Shenji Group Kunming Machine Tool Company Limited Cancellation of Listing
The Stock Exchange of Hong Kong Limited Issues Announcement in Relation to the Matter of Zhejiang Prospect Company Limited Cancellation of Listing
Cantor Fitzgerald & Co. and BMO Capital Markets Corporation Settle U.S. Securities and Exchange Commission’s Charges for Improper Handling of American Depositary Receipts
U.S. Securities and Exchange Commission Charges ICO Rating with Failing to Disclose it was Paid to Tout Digital Assets
U.S. Securities and Exchange Commission Charges RSM US LLP with Violating Auditor Independence Rules
Financial Conduct Authority of the United Kingdom Agrees Plan for a Phased Implementation of Strong Customer Authentication
Financial Conduct Authority of United Kingdom Requests Claims Management Companies to Raise Advertising Standards
Singapore Cryptocurrency and Blockchain Industry Association Launches Four-week Public Consultation on Code of Practice for the Digital Asset Industry
China Announces to Build Shenzhen into Socialist Demonstration Area
China Unveils New Financial Opening-up Measures
China Securities Regulatory Commission Releases the Revised Measures for the Administration of Representative Offices of Foreign Stock and Futures Exchanges in China
Australian Securities and Investments Commission Action Leads to Allianz Australia Insurance Limited Refunding over AUD8 Million in Consumer Credit Insurance Premiums and Fees
Australian Securities and Investments Commission Updates Guidance on Climate Change Related Disclosure
Australian Securities and Investments Commission Proposes Ban on the Sale of Binary Options to Retail Clients and Restrictions on the Sale of Contracts for Differences
Shanghai Stock Exchange Answers Questions on Operation of STAR Market in First Month of Trading
Shanghai Stock Exchange Reports on Actions against Listed Companies’ Violations in Information Disclosure in H1 2019
Shenzhen Stock Exchange Reports Punishments for Violations of Listed Companies in 2019
Canadian Securities Administrators Issues Guidance on Climate Changed-related Disclosure
Cyprus Securities and Exchange Commission Provides Guidance on Treatment of the Additional Cash Buffer of Investors Compensation Fund
Hong Kong Securities and Futures Commission Issues Statement on Backdoor Listings and Shell Activities
Hong Kong Securities and Futures Commission Bans Tu Bing for Life
Hong Kong Monetary Authority Announces the Implementation Progress and the Future Plans for the Open Application Programming Interface Framework for the Hong Kong Banking Sector
Hong Kong Exchanges and Clearing Limited Welcomes Public Consultation by Shanghai Stock Exchange and Shenzhen Stock Exchange on WVR-Related Rules Changes
Hong Kong Exchanges and Clearing Limited Rolls out USD London Metal Mini Futures to Expand London Metal Exchange Trading in Asian Time Zone
Hong Kong Exchanges and Clearing Limited Introduces Weekly Index Options from September 16, 2019
The Stock Exchange of Hong Kong Limited Publishes Conclusions on Proposed Rule Changes Associated with Backdoor Listing and Shell Activities to Strengthen Long-Term Health, Quality and Sustainability of the Market
The Stock Exchange of Hong Kong Limited Announces Stock Connect Inclusion Arrangements for A+H Companies Listed on Star Market
The GEM Listing Committee of Stock Exchange of Hong Kong Limited Censures Mr Liang Jian Heng, a Former Controlling Shareholder of Wan Cheng Metal Packaging Company Limited, for Breaching the GEM Listing Rules and the Director’s Undertaking
The Listing Committee of Stock Exchange of Hong Kong Limited Censures a Number of the Current Directors of Amax International Holdings Limited for Breaching the Listing Rules and the Director’s Undertaking
Stock Exchange of Hong Kong Limited Publishes Consultation Paper on Codification of General Waivers and Principles Relating to IPOs and Listed Issuers and Minor Rule Amendments
Former Real Estate Investment Trusts Manager and Executives Settle U.S. Securities and Exchange Commission Charges for More Than US$60 Million
U.S. Securities and Exchange Commission Proposes to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors Under Regulation S-K
Financial Conduct Authority of the United Kingdom Launches Consultation Guiding Firms on the Fair Treatment of Vulnerable Customers
Financial Conduct Authority of United Kingdom Fines Standard Life Assurance Limited £30 Million for Non-Advised Pension Sales Failures
Financial Conduct Authority of United Kingdom Announces Extension to its Use of the Temporary Transitional Power
Financial Conduct Authority of the United Kingdom Provides Clarity on Current Cryptoassets Regulation
European Securities and Markets Authority Consults on Performance Fee Guidelines for Retail Funds
European Securities and Markets Authority Readies Stress Testing Requirements for Money Market Funds
Singapore and Kenya Establish Cooperation on Developing Digital Infrastructure
Monetary Authority of Singapore Issues New Rules to Strengthen Cyber Resilience of Financial Industry
Monetary Authority of Singapore Launches Sandbox Express for Faster Market Testing of Innovative Financial Services
People’s Bank of China Official Interprets Measures for Further Opening Up of the Financial Sector
Shenzhen Stock Exchange and Shanghai Stock Exchange Publish 2019 Q2 Report on Stock pledged Repo Risk Analysis
Australian Securities and Investments Commission Consults on New Guidance for Companies on Whistleblower Policies
Australian Securities and Investments Commission Sues Australia and New Zealand Banking Group Limited for Misrepresentations and Unconscionable Conduct over Account Fees
Financial Action Task Force Updates its Risk-based Approach Guidance
Vietnam Launches Government Bond Futures at the Hanoi Stock Exchange
Swiss Financial Market Supervisory Authority Reviews Effectiveness of the “Direct transmission” Circular
Abu Dhabi Global Market Welcomes Digital Bank Applications to its International Financial Center
Abu Dhabi Global Market Releases Regulatory and Governance Regime for Robo-Advisors
Abu Dhabi Global Market Deepens Financial Collaborations and Economic Ties with Key Institutions in China
Dubai Gold & Commodities Exchange Signs Memorandum of Understanding with Multi Derivatives Exchange Nepal
Insurance Authority of Hong Kong Publishes Consultation Conclusions of the Guidelines on “Fit and Proper” Criteria and Continuing Professional Development Requirements for Licensed Insurance Intermediaries
The Stock Exchange of Hong Kong Limited Issues Announcement in Relation to the Matter of China Nonferrous Metals Company Limited Cancellation of Listing
Hong Kong Securities and Futures Commission Reprimands and Fines Sincere Securities Limited HK$5 Million for Internal Control Failings
Shanghai Stock Exchange Terminates STAR Market IPO Review of Relevant Companies by Law