Financial Services Regulatory Update 2018/06/22

  • New UK Premium Listing Category for Sovereign-Controlled Companies
  • US Securities and Exchange Commission Charges Merrill Lynch in Two Cases
  • US Securities and Exchange Commission Comments on Digital Assets as Securities
  • Hong Kong Securities and Futures Commission Proposes Margin Requirements for Non-centrally Cleared Over-the-counter Derivatives
  • The Chairman of Hong Kong Securities and Futures Commission Speaks Out on the Evolving Role of the Independent Non-Executive Director
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Financial Services Regulatory Update 2018/06/08

  • Hong Kong Monetary Authority’s Revised Guideline on Authorization of Virtual Banks
  • Hong Kong Listing Rules Amended to Make Delisting Framework More Effective
  • Hong Kong Securities and Futures Commission Reprimands and Fines Hang Seng Investment Management Limited HK$3 Million for Regulatory Breaches over Funds’ Cash Management
  • Hong Kong Stock Exchange Publishes Results on its Review of Listed Issuers’ Financial Reports
  • The People’s Bank of China has Decided to Expand the Scope of Medium-term Lending Facility Collaterals to Include, Among Others, High-quality Small and Micro Enterprise Loans and Green Loans
  • China’s Guiding Opinions on Further Regulating Services Concerning Sale and Redemption of Money Market Funds on the Internet
  • European Securities and Markets Authority Issues Final Guidelines on MiFID II Suitability Requirements
  • Singapore and India Advance in FinTech Cooperation
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