Licensed_Corporations_Alert_20180630
Month: June 2018
Financial Services Regulatory Update 2018/06/22
- New UK Premium Listing Category for Sovereign-Controlled Companies
- US Securities and Exchange Commission Charges Merrill Lynch in Two Cases
- US Securities and Exchange Commission Comments on Digital Assets as Securities
- Hong Kong Securities and Futures Commission Proposes Margin Requirements for Non-centrally Cleared Over-the-counter Derivatives
- The Chairman of Hong Kong Securities and Futures Commission Speaks Out on the Evolving Role of the Independent Non-Executive Director
Financial Services Regulatory Update 2018/06/08
- Hong Kong Monetary Authority’s Revised Guideline on Authorization of Virtual Banks
- Hong Kong Listing Rules Amended to Make Delisting Framework More Effective
- Hong Kong Securities and Futures Commission Reprimands and Fines Hang Seng Investment Management Limited HK$3 Million for Regulatory Breaches over Funds’ Cash Management
- Hong Kong Stock Exchange Publishes Results on its Review of Listed Issuers’ Financial Reports
- The People’s Bank of China has Decided to Expand the Scope of Medium-term Lending Facility Collaterals to Include, Among Others, High-quality Small and Micro Enterprise Loans and Green Loans
- China’s Guiding Opinions on Further Regulating Services Concerning Sale and Redemption of Money Market Funds on the Internet
- European Securities and Markets Authority Issues Final Guidelines on MiFID II Suitability Requirements
- Singapore and India Advance in FinTech Cooperation