Financial Services Regulatory Update 2021/10/29

  • Comparative Review of Regulators’ Approaches Towards Financial Institutions’ Due Diligence Against Potential Frauds, Bribery and Other Red Flags
  • Hong Kong Monetary Authority Announces a List of Eligible Banks in Hong Kong for Launching the Cross-boundary Wealth Management Connect Pilot Scheme
  • The People’s Bank of China and the Hong Kong Monetary Authority Sign the “Memorandum of Understanding on Fintech Innovation Supervisory Cooperation in the Guangdong-Hong Kong-Macao Greater Bay Area”
  • The Stock Exchange of Hong Kong Limited Launches e-Learning on Continuing Obligations
  • Hong Kong Insurance Authority Welcomes the Inaugural Issuance of Insurance-linked Securities in Hong Kong
  • China Securities Regulatory Commission Announced Financial Derivatives Accessible to Qualified Foreign Investors
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Financial Services Regulatory Update 2021/10/15

  • Hong Kong Securities and Futures Commission and Hong Kong Monetary Authority Issue Results of Joint Survey on the Sale of Non-exchange Traded Investment Products – Reflecting on Hong Kong’s Development as an Asset Management Hub
  • Hong Kong Monetary Authority Publishes Technical Whitepaper on Retail Central Bank Digital Currency
  • The Stock Exchange of Hong Kong Limited Publishes Consultation Paper on Special Purpose Acquisition Companies
  • Hong Kong Companies Registry Publishes Re-domiciliation Mechanisms under the Open-ended Fund Company and Limited Partnership Fund Regimes to be Introduced with Effect from November 1, 2021
  • Monetary Authority of Singapore and Financial Industry to Use New Digital Platform to Fight Money Laundering – Comparison with Hong Kong Monetary Authority’s New Collaboration Initiative
  • China Securities Regulatory Commission Chairman Speaks on Openness and Cooperation: the Role of Capital Markets in Post-Pandemic Recovery
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