Court of Hong Kong Gives Useful Guidance on Concert Parties’ Vote in Privatisation Schemes
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Burwill Holdings Limited (Provisional Liquidators Appointed) (Stock Code: 24)
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action against a Former Director of Winto Group (Holdings) Limited (Stock Code: 8238)
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of China Trends Holdings Limited (Stock Code: 8171)
Hong Kong Securities and Futures Commission to Introduce Investor Identification and OTC Securities Transaction Reporting
Hong Kong Securities and Futures Commission and Independent Commission Against Corruption Implements Joint Operation on Listed Company’s Suspicious Money Lending Activities
U.S. Federal Court Orders BitMEX to Pay US$100 Million for Illegally Operating a Cryptocurrency Trading Platform and Anti-Money Laundering Violations
U.S. Commodity Futures Trading Commission Orders Tyson Foods to Pay US$1.5 Million for Position Limit, Reporting, and Recordkeeping Violations
U.S. Commodity Futures Trading Commission Charges Unregistered Forex Firm and its Owner with Fraud and Misappropriation
U.S. Securities and Exchange Commission Obtains Court Order to Stop Investment Adviser’s Alleged Ongoing Offering Fraud
U.S. Securities and Exchange Commission Obtains Emergency Relief, Charges Two Companies and their Principal Officer with Operating a Ponzi Scheme
U.S. Securities and Exchange Commission and the European Central Bank Sign Memorandum of Understanding Regarding Cooperation with Respect to Security-Based Swap Entities
U.S. Securities and Exchange Commission Charges Pearson plc for Misleading Investors About Cyber Breach
U.S. Securities and Exchange Commission Enhances Access to Financial Disclosure Data
U.S. Securities and Exchange Commission Charges Netflix Insider Trading Ring
Singapore Exchange Reports Market Statistics for July 2021
Singapore Exchange Named Asia’s Best FX Exchange and FX Clearing House by FX Markets
Singapore Exchange Welcomes Shanaya Limited to Catalist
The Financial Conduct Authority of the United Kingdom Publishes Decision Notice against Financial Adviser for Pension Transfer Advice Failings
Australian Securities and Investments Commission Finds Good Practices from COVID-19 Review of Managed Funds’ Valuation of Illiquid Assets
Shenzhen Stock Exchange Conducts Special Inspections to Continuously Strengthen the Regulation of Quotation of New Stocks
Improve the Investor Protection Mechanism to Promote the High-quality Development of the Bond Market —— Shenzhen Stock Exchange Releases the Reference Text on Corporate Bond Investor Protection
Hong Kong Competition Commission Advises on Trade Associations’ Membership Admission Rules
Hong Kong Securities and Futures Commission Reprimands and Fines UBS AG and UBS Securities Asia Limited HK$11.55 million for Regulatory Breaches
Hong Kong Securities and Futures Commission Issues Statement on Next Digital Limited
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Golden Shield Holdings (Industrial) Limited (Stock Code: 2123)
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Goldbond Group Holdings Limited (Stock Code: 172)
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Blockchain Group Company Limited (In Liquidation) (Stock Code: 364)
U.S. Securities and Exchange Commission Charges Ernst & Young, Three Audit Partners, and Former Public Company Chief Accounting Officer with Audit Independence Misconduct
U.S. Securities and Exchange Commission Charges Unlicensed Broker with Defrauding Investors
U.S. Securities and Exchange Commission Charges Founder of Nikola Corp. with Fraud
U.S. Securities and Exchange Commission Charges Real Estate CEO with Defrauding Investors
Singapore Exchange Expands Reach into FX OTC with Acquisition of Maxxtrader
Singapore Exchange Welcomes the Listing of Lion-OCBC Securities China Leaders ETF
Australian Securities and Investments Commission Releases Guidance and Customer Information Requirements to Implement the New Add-on Insurance Deferred Sales Model
The Financial Conduct Authority of the United Kingdom Publishes Final Rules to Strengthen Investor Protections in Special Purpose Acquisition Companies
China Securities Regulatory Commission Spokesperson Answered Reporter Question Regarding Recent Statement by the U.S. SEC
Shenzhen Stock Exchange Releases Supporting Rules for the Listing of NEEQ-listed Companies on the ChiNext Board to Ensure Steady Transfer
Shenzhen Stock Exchange Fully Supports Henan in Flood Control, Disaster Relief and Post-disaster Reconstruction
Shenzhen Stock Exchange Launches the CNI Xiangmi Lake Green Finance Index