• New Hong Kong Securities and Futures Commission Guidance Addresses Market Misconduct
• Monetary Authority of Singapore Helps Develop Blockchain-based Prototype for Multi-Currency Payments
• Hong Kong Securities and Futures Commission Reprimands and Fines UBS AG HK$400 million for overcharging clients and related internal control failures
• Hong Kong Securities and Futures Commission Bans Ma Sin Chi for Life
• The Stock Exchange of Hong Kong Limited Issues Frequently Asked Questions on Amendments to Articles of Association
• Council of the European Union Approves the EU-Singapore Free Trade Agreement
• Monetary Authority of Singapore Completes its Business sans Borders Phase One Proof-of-Concept
• Monetary Authority of Singapore Imposes Civil Penalty of SGD11.2 million on UBS for Deceptive Trades by its Client Advisors
• Singapore Exchange Regulation Explains its Expectations of REITs at IPO Stage
• Australian Securities and Investments Commission Gives Guidance on Companies’ Whistleblower Policies
• China Further Utilizes Foreign Investment
• Shanghai Stock Exchange Answers Questions on Taking Self-regulatory Measures for Information Disclosure Misbehaviors in Application for IPO on SSE STAR Market
• Shanghai Stock Exchange Solicits Opinions on Business Rules for Refinancing of Companies Listed on SSE STAR Market
• Shanghai Stock Exchange Answers Questions on Regulating ETF Subscription with Shares
• Shenzhen Stock Exchange Pushes forward CSI 300 ETF Option Listing in a Steady and Orderly Manner
• Shenzhen Stock Exchange Oversees ETF Stock Subscription in Strict Compliance with New Provisions on Share Lessening
• Abu Dhabi Global Market Issues New Employment Regulations and Rules
• Monetary Authority of Singapore Consults on Proposed Changes to Regulate Payment Token Derivatives Traded on Approved Exchanges
• The Stock Exchange of Hong Kong Limited Issues Announcement in Relation to the Matter of Fuguiniao Co., Ltd. Cancellation of Listing
• The Stock Exchange of Hong Kong Limited Issues Announcement in Relation to the Matter of National Agricultural Holdings Limited Cancellation of Listing
• U.S. Commodity Futures Trading Commission Orders Proprietary Trading Firm to Pay Record US$67.4 Million for Engaging in a Manipulative and Deceptive Scheme and Spoofing

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• China Takes Measures to Promote and Facilitate Cross-border Trade and Investment
• China Introduces 16 Policy Measures to Promote the Development of the Guangdong-Hong Kong-Macao Greater Bay Area
• Hong Kong Securities and Futures Commission Reprimands and Fines China Rise Securities Asset Management Company Limited HK$6.3 Million for Regulatory Breaches and Internal Control Failures
• Hong Kong Securities and Futures Commission Issues Guidance on External Electronic Data Storage
• Hong Kong Securities and Futures Commission Commences Market Misconduct Tribunal Proceedings against China Medical & Healthcare Group Limited and its Senior Management for Alleged Late Disclosure of Inside Information
• Hong Kong Securities and Futures Commission Adopts New Approach to Virtual Asset Trading Platforms
• Hong Kong Securities and Futures Commission Issues Restriction Notice to Hong Kong Wan Kiu Investment Company Limited
• Former staff of Hong Kong Television Network Limited Jailed for Insider Dealing in a Prosecution Brought by Hong Kong Securities and Futures Commission
• Hong Kong Securities and Futures Commission Bans Song Baojun for 12 months
• Hong Kong Securities and Futures Commission Obtains Court Orders against Former Chairman and Directors of Minth Group Limited
• Hong Kong Monetary Authority Issues Circular on High-level Principles on Artificial Intelligence by Banks
• Hong Kong Monetary Authority Issues Circular on Consumer Protection in respect of Use of Big Data Analytics and Artificial Intelligence by Authorized Institutions
• Hong Kong Monetary Authority Highlights a Series of Initiatives Aimed to Foster the Fintech Ecosystem
• Hong Kong Exchanges and Clearing Limited Signs Memorandum of Understanding with Shaanxi Province
• Hong Kong Exchanges and Clearing Limited Enhances Guidance for Overseas Companies Seeking to List in Hong Kong
• Hong Kong Exchanges and Clearing Limited Signs Memorandum of Understanding with SMM Information & Technology Co Ltd
• Financial Conduct Authority of the United Kingdom Confirms Help for Mortgage Prisoners
• European Union Grants Brexit Delay to United Kingdom
• Australian Securities and Investments Commission Extends Relief for Portfolio Holdings Disclosure
• People’s Bank of China and State Administration for Market Regulation Jointly Incorporate Fintech Products into the National Certification System
• Shenzhen Stock Exchange Answers Questions from Reporters about Amendments to Format of Announcement on Equity Pledge by Shareholders of Listed Companies
• Shenzhen Stock Exchange Answers Questions from Reporters about Amendments to Industry Information Disclosure Guidelines
• Shenzhen Stock Exchange Releases Guidelines on Interim Information Disclosure of Asset-Backed Securities to Improve Institutional System and Promote Normative Development of the Market
• Shenzhen Stock Exchange Issues Information Disclosure Guidance for Employee Stock Ownership Plan
• Shenzhen Stock Exchange Releases Four Industry Information Disclosure Guidelines
• International Organization of Securities Commissions Publishes Report Setting out Governance of Key Over-the-Counter Derivatives Data Elements
• Canadian Securities Administrators Proposes Changes to Auditor Oversight Rules
• Abu Dhabi Global Market Publishes Regulatory Guidance for Application Programming Interfaces
• Abu Dhabi Global Market Enters Partnership with Toronto Finance International
• U.S. Securities and Exchange Commission Proposes Amendments to Modernize Shareholder Proposal Rule

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