Hong Kong Securities and Futures Commission Reprimands and Fines FWD Life Insurance Company (Bermuda) Limited HK$2.4 million for Regulatory Breaches
Hong Kong Securities and Futures Commission Publishes Updated Frequent Asked Questions Relating to Open-ended Fund Companies
Hong Kong Securities and Futures Commission Issues Restriction Notices to Three Brokers to Prohibit Order Placing in Listed Derivative Warrants in Client Accounts Linked to Suspected Market Misconduct
Hong Kong Securities and Futures Commission Issues Circular to Licensed Corporations and Associated Entities for the Launch of Revamped Business and Risk Management Questionnaire and New Online Portal
Hong Kong Securities and Futures Commission and Commission de Surveillance du Secteur Financier Sign Memorandum of Understanding on Luxembourg-Hong Kong Mutual Recognition of Funds
Hong Kong Monetary Authority Announces the Implementation Banking (Securitization) Code
Hong Kong Monetary Authority, Research Bureau of People’s Bank of China and Hong Kong Green Finance Association Co-organized “Green Finance in Action” Study Tour
Hong Kong Competition Commission Conducts Investigation into “Hong Kong Seaport Alliance”
Twelve Companies Prosecuted by Hong Kong Companies Registry for Failing to Keep Significant Controllers Register at Their Registered Offices
Hong Kong Communications Authority Conducts a Review of the Class License for Offer of Telecommunications Services
Hong Kong Communications Authority Conducts Review of the Class License for Offer of Telecommunications Services
Monetary Authority of Singapore Launches New S$75 Million Grant to Enhance Singapore’s role as an Enterprise Financing Hub
Financial Conduct Authority of the United Kingdom Announces Notification Window for the Temporary Permissions Regime Open
Financial Conduct Authority of United Kingdom Publishes Further Consultations Preparing the Regulatory Regime for Brexit
Financial Conduct Authority of the United Kingdom Issues a Letter to Regulated Firms Relating to the Use of Financial Promotions
Singapore Exchange Partners with China-Singapore (Chongqing) Demonstration Initiative on Strategic Connectivity Administrative Bureau to Deepen Ties in Western China
Singapore Infocomm Media Development Authority Launches Initiatives to Accelerate Digitalization to Benefit Small and Medium Enterprises
China’s First Intellectual Property Asset-backed Securities Product Issued on Shanghai Stock Exchange
Shanghai Stock Exchange Issues Notice on “SSE Business Guidelines on Suspension and Resumption of Shares Trading of Listed Companies for Planning Major Issues”
Shenzhen Stock Exchange Revises Convertible and Exchangeable Bond Trading Rules to Replace Multi-account Subscription with Single-account Subscription
Shenzhen Stock Exchange Provides Responses on the Implementation Rules of Shenzhen Stock Exchange on the Share Repurchase of Listed Companies
The Netherlands Publishes List of Low-tax Jurisdictions in Fight against Tax Avoidance
Cyprus Securities and Exchange Commission Issues Guidance and Clarification Concerning Alternative Investment Fund Managers Directive Reporting Obligations
Canada’s Competition Bureau and Defense Construction Canada Collaborate to Ensure Competitive Procurement Processes
Office of the Privacy Commissioner of Canada Imposes More Robust Guidelines on Consent for Personal Information
Philippines Securities and Exchange Commission Requests for Comments on the Updated Proposed Rules on Initial Coin Offering
Australian Securities and Investments Commission Suspends Halifax Investment Services Pty Ltd License
India’s Companies (Amendment) Ordinance 2018 Replaced by 2019 Ordinance
U.S. Securities and Exchange Commission Brings Charges Against Hacker and Several Traders and Related Entities in Edgar Hacking Case
The Stock Exchange of Hong Kong Limited Updates Frequently Asked Questions Series 17 Regarding Corporate Governance Requirements
Hong Kong Securities and Futures Commission Publishes Review of The Stock Exchange of Hong Kong Limited’s Performance in Regulating Listing Matters
Hong Kong Court of First Instance Grants Orders Sought by Hong Kong Securities and Futures Commission against Boiler Room Fraudsters to Compensate Investors
Hong Kong Securities and Futures Commission Reprimands and Fines Ardon Maroon Fund Management (Hong Kong) Limited HK$800,000 for Cross Trade Related Failures
Hong Kong Exchanges and Clearing Limited in 2018: Year in Review
Hong Kong Monetary Authority Reprimands and Fines JPMorgan Chase Bank, National Association, Hong Kong Branch for Contraventions of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
Hong Kong Privacy Commissioner for Personal Data Releases Inspection Report on Personal Data Systems of Private Tutorial Services Industry to Encourage Organizations in Enhancing Data Stewardship and Sharing Mutual Fairness, Respect and Benefit with Customers
JPMorgan Chase Bank N.A. to Pay More Than US$135 Million to Settle U.S. Securities and Exchange Commission’s Charges for Improper Handling of American Depositary Receipts
U.S. Securities and Exchange Commission Charges Two Robo-Advisers with False Disclosures
Financial Conduct Authority of the United Kingdom Fines Santander UK Plc £32.8 Million for Serious Failings in Its Probate and Bereavement Process
Hong Kong Exchanges and Clearing Limited Enhances Designated Specialist Program for Exchange Traded Products
China Consults Public Opinion on Draft Foreign Investment Law
United Arab Emirates Issues Decree-Law on Foreign Direct Investment