Financial Services Regulatory Update 2023/12/15

  • Hong Kong Securities and Futures Commission Obtains Court Order to Disqualify Former Independent Non-Executive Director of a Listed Company for Three Years
  • The Stock Exchange of Hong Kong Limited Publishes Consultation Conclusions on GEM Listing Reforms
  • Hong Kong Monetary Authority Welcomes Enhancements to the Code of Banking Practice
  • The Stock Exchange of Hong Kong Limited Implements IPO “Double Dipping” Reforms
  • Ex-Listed Company Chairman and Two Others Charged by Hong Kong Independent Commission Against Corruption Jailed for Conspiracy to Defraud Over Acquisition of NZ Farms at Second Retrial
  • The Stock Exchange of Hong Kong Limited Publishes Guidelines for New Listing Applicants, Effective on January 1, 2024
  • Hong Kong Exchanges and Clearing Limited Welcomes APAC’s First Saudi Arabian Exchange Traded Fund
  • Hong Kong Securities and Futures Commission Highlights Key Regulatory Work and Market Data in Quarterly Report
  • Hong Kong Securities and Futures Commission Warns Public of HongKongDAO and BitCuped for Involvement in Suspected Virtual Asset-related Frauds
  • Hong Kong Exchanges and Clearing Limited Updates Listed Companies on Regulatory Developments and Compliance Standards in Latest Newsletter
  • The Stock Exchange of Hong Kong Limited Releases Analysis of 2022 Corporate Governance Practice Disclosure
  • Hong Kong Government Welcomes Passage of Inland Revenue (Amendment) (Disposal Gain by Holder of Qualifying Equity Interests) Bill 2023
  • Hong Kong Securities and Futures Commission Commences Legal Proceedings Against AMTD Global Markets Limited and its Former Executives for Non-Compliance in IPO-Related Investigations
  • Hong Kong Securities and Futures Commission Issues Regulatory Guidelines and Clearing Amendment Rules for Digital Securities
  • Hong Kong Securities and Futures Commission Publishes Circular on Tokenisation of Authorised Investment Products
  • Hong Kong Accounting and Financial Reporting Council Expects Active Cooperation and Full Compliance by PIE Auditors with the Accounting and Financial Reporting Council Ordinance and Their Self-Reporting of Critical Incidents in a Timely Manner
FS_Regulatory_Update_JML 20231215

PDF Version