• Hong Kong Securities and Futures Commission and The Stock Exchange of Hong Kong Limited Publish Guides to Assist Issuers in Preparing for the Uncertificated Securities Market Regime
• Hong Kong Securities and Futures Commission Finalises Investor Identification Regime for Hong Kong’s Exchange-Traded Derivatives Market
• Hong Kong Securities and Futures Commission Issues Circular Urging Licensed Firms to Strengthen Cybersecurity Against Emerging Artificial Intelligence Threats
• Hong Kong Securities and Futures Commission and Hong Kong Monetary Authority Publish Consultation Conclusions to Standardize OTC Derivative Clearing Calculation Periods
• Hong Kong Monetary Authority Updates Requirements for Licensed Stablecoin Activities
• Hong Kong Securities and Futures Commission Expands Listed Structured Fund Framework to Hong Kong Single Stocks
• Hong Kong Exchanges and Clearing Limited Announces Introduction of Weekly Expiries for Stock Option Classes to Enhance Trading Flexibility
• Hong Kong Government Welcomes Report Ranking Hong Kong as the World’s Top Cross-Boundary Wealth Management Centre
• Hong Kong Government Gazettes the Inland Revenue (Amendment) (Preferential Tax Regimes for Funds, Family-Owned Investment Holding Vehicles and Carried Interest) Bill 2026 to Enhance Asset Management Competitiveness
• Deloitte Releases Data Ranking Hong Kong Second Globally in Initial Public Offering Market for First Half of 2026
• The Stock Exchange of Hong Kong Limited Updates Guide for New Listing Applicants to Clarify Director Suitability and Placee Beneficial Ownership Exemptions
• Hong Kong Government Gazettes the Banking Legislation (Miscellaneous Amendments) Bill 2026 to Modernize the Regulatory Framework
• The State Council of the People’s Republic of China Published Regulations on Outbound Investment Effective 1 July 2026
• Hong Kong Legislative Council Passes the Inland Revenue (Amendment) (Automatic Exchange of Information) Bill 2026 to Enhance the Administrative Framework for Automatic Exchange of Information and Strengthen Compliance Obligations
Month: June 2026
Comprehensive Internal Policies of Listed Companies as the First Line of Defense
Hong Kong Listed Companies to Fully Strengthen Internal Systems as the First Line of Defense Against Compliance Risks: Insights from Enforcement Cases
Enforcement cases show that Hong Kong’s listed companies and their management should avoid non-compliances by tightening internal controls over funds management, investments, disclosure and subsidiary oversight.
Comprehensive Internal Policies of Listed Companies as the First Line of Defense_20260625