Hong Kong Accounting and Financial Reporting Council Investigation Report Shows Auditors’ Inadequate Response to Increasing Incidence of Fraud in Financial Statements
Hong Kong Securities and Futures Commission Issues Warning Statement on Unregulated Virtual Asset Trading Platform
The Stock Exchange of Hong Kong Limited to Launch FINI on November 22, 2023
The Stock Exchange of Hong Kong Limited Publishes Consultation Paper on GEM Listing Reforms
Hong Kong Securities and Futures Commission Amends the Codes on Takeovers and Mergers and Share Buy-backs
Hong Kong Securities and Futures Commission’s Takeover Bulletin Clarifies the Effects of Irrevocable Undertakings
Hong Kong Securities and Futures Commission Issues Quarterly Report
Hong Kong Monetary Authority Publishes Joint Report on Project Sela
Hong Kong Exchanges and Clearing Limited Celebrates Opening of London Office
The Importance of Integrity and Incorruptibility in Hong Kong’s Financial Markets – Insights from Singapore Prime Minister Lee Hsien Loong’s National Day Rally Speech
Importance of Prompt Disclosure of Certain Specific Inside Information During Audit Period
Hong Kong Securities and Futures Commission Concludes Consultation on Amendments to Enforcement-Related Provisions of the Securities and Futures Ordinance
Hong Kong Securities and Futures Commission Publishes Review of The Stock Exchange of Hong Kong Limited’s Performance in Regulating Listing Matters
Hong Kong Securities and Futures Commission Welcomes International Organization of Securities Commissions’ Endorsement of New Sustainability Disclosure Standards
Hong Kong Exchanges and Clearing Limited Welcomes Further Stock Connect Enhancements between Hong Kong and Mainland China
Hong Kong’s New Risk-based Capital Regime and Its Implications to the Insurance Industry
Hong Kong Exchanges and Clearing Limited’s New IPO Settlement Platform, FINI, to Launch in October
The Hong Kong Securities and Futures Commission and The Stock Exchange of Hong Kong Limited Sign Second Addendum to Memorandum of Understanding Governing Listing Matters
The Hong Kong Securities and Futures Commission and the Hong Kong Accounting and Financial Reporting Council join Forces to Combat Misconduct by Listed Issuers
Hong Kong Exchanges and Clearing Limited Signs Cooperation Agreement with Beijing Stock Exchange and Ningbo Municipal People’s Government
Speech by Tim Lui, Chairman of the Hong Kong Securities and Futures Commission at Law Society of Hong Kong’s Forum Emphasizing Hong Kong’s Unique access to China’s Capital Markets
Hong Kong Accounting and Financial Reporting Council Sets out Its Position on Documentation of an Auditor’s Work on “Other Information” Included in the Annual Report of a Listed Entity
Hong Kong Exchanges and Clearing Limited Publishes Regulation Newsletter for Listed Issuers : Disclosure of Business Valuations in Transactions
Hong Kong Securities and Futures Commission Consults on Revisions to Takeovers and Share Buy-Back Rules
Hong Kong Exchanges and Clearing Limited Launches Hong Kong Dollar – Renminbi Dual Counter Model and Dual Counter Market Making Programme
Hong Kong Securities and Futures Commission Concludes Consultation on Regulation of Virtual Asset Trading Platforms
Hong Kong Securities and Futures Commission Concludes Consultation on the Position Limit Regime
The People’s Bank of China, Hong Kong Securities and Futures Commission and Hong Kong Monetary Authority Commences Mutual Access between the Mainland and Hong Kong Interest Rate Swap Markets
Hong Kong Exchanges and Clearing Limited Launches Hong Kong Dollar – Renminbi Dual Counter Mode on June 19, 2023
The Stock Exchange of Hong Kong Limited Publishes Consultation Paper on Enhancement of Climate Disclosure under ESG Framework
Hong Kong Securities and Futures Commission and the China Securities Regulatory Commission Hold High-Level Enforcement Cooperation Meeting
The Hong Kong Monetary Authority Publishes “AML Regtech: Network Analytics” Report
Update on the Launch of Renminbi Counter for Trading of Shares by Hong Kong Exchanges and Clearing Limited
Recent Updates on the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
Hong Kong Securities and Futures Commission Publishes Quick Reference Guides for Licensing Requirements regarding Family Offices, etc.
Hong Kong Securities and Futures Commission Consults on Proposed Subsidiary Legislation for Implementing an Uncertificated Securities Market in Hong Kong
The Stock Exchange of Hong Kong Limited Announces New Listing Framework for the Listings of Specialist Technology Companies
Implications of the New Mainland Rules for Overseas Listings to Hong Kong Takeover Transactions
The Stock Exchange of Hong Kong Limited Publishes Consultation Paper on Rule Amendments Following Mainland China Regulation Updates and Other Proposed Rule Amendments Relating to PRC Issuers
The Hong Kong Exchanges and Clearing Limited Publishes Enforcement Bulletin to Remind Directors of their Duties to Safeguard the Assets or Interests of Issuers
Hong Kong Exchanges and Clearing Limited Publishes an Updated Guide on General Meetings
Hong Kong Exchanges and Clearing Limited Publishes Frequently Asked Questions on PRC’s New Filing Requirements for Overseas Listings and Securities Offerings by Mainland companies 118-2023
Duties of an Investment Adviser of a Fund – Implications of the Decision of the Hong Kong Securities and Futures Appeals Tribunal in the Cardinalasia Consulting Limited Case
Hong Kong Companies Ordinance Amended to Allow Holding of General Meetings by Using Virtual Meeting Technology
Hong Kong Securities and Futures Commission Consults on Proposals to Regulate Virtual Asset Trading Platforms
Hong Kong Monetary Authority Takes Disciplinary Action Against Westpac Banking Corporation, Hong Kong Branch for Contraventions of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
Hong Kong Monetary Authority Issues the Consultation Conclusion to the Discussion Paper on Crypto-Assets and Stablecoins
Hong Kong Exchanges and Clearing Limited Issues the Review of Issuers’ Annual Reports in 2022
Hong Kong Securities and Futures Commission Reprimands and Fines Jinrui Futures (Hong Kong) Limited HK$4.8 Million and Sanctions its Responsible Officers for Regulatory Breaches
Hong Kong Securities and Futures Commission Clarifies Virtual Asset Policy by Statement on Virtual Asset Arrangements Claiming to Offer Returns to Investors
Hong Kong Financial Services and the Treasury Bureau Publishes Consultation on Enhancing Regulation of Crowdfunding Activities
Hong Kong Securities and Futures Commission Announces the Launch of Investor Identification Regime in March 2023
Hong Kong Government Launches Pilot Green and Sustainable Finance Capacity Building Support Scheme
Takeovers Executive of Hong Kong Securities and Futures Commission Publishes New Practice Note 24 on the Appointment of Receivers and Liquidators and When to Commence Offer Periods
The Eastern Magistrates’ Court of Hong Kong Sentenced Mr. Wong King Hoi to Imprisonment for Obstruction of the Search Operation of the Securities and Futures Commission – First Such Imprisonment Case in Hong Kong
The Securities and Futures Commission of Hong Kong Publicly Criticizes Gold Dragon Worldwide Asset Management Limited for Breaches of Takeovers Code
The Securities and Futures Commission of Hong Kong Reprimands and Fines Swiss-Asia Asset Management (HK) Limited HK$3 Million for Internal Control Failings and Regulatory Breaches
The Stock Exchange of Hong Kong Limited Conducts Disciplinary Action against China Bright Culture Group (Stock Code: 1859) and Two Current and Former Executive Directors, Questioning the Commercial Rationale of the Harsh Termination Provisions of an Asset Management Agreement
Building Hong Kong’s Capacity for Future Financial Services
Hong Kong Accounting and Financial Reporting Council Publishes 2022 Annual Investigation and Compliance Report
The Stock Exchange of Hong Kong Limited Publishes Consultation Paper on New Listing Rules for Specialist Technology Companies
The Stock Exchange of Hong Kong Limited Publishes New Guidance Note on Cooperation and Updated Sanctions Statement
The Court of First Instance Orders Sound Global Ltd. Chairman to Purchase Shares from Investors
Hong Kong Securities and Futures Commission’s Takeovers Bulletin Highlights Two Decisions on Special Waiver from the General Offer Obligation Triggered by Foreclosure Sale and the Determination of the Offer Price in a Mandatory General Offer
Project e-HKD and Modernizing the Concept of Using Hong Kong Law as Governing Law in Contracts – Why More Contracts Should be Governed by Hong Kong Law in Future
Takeovers Panel of the Hong Kong Securities and Futures Commission Rules on the Price for the Mandatory General Offer for Suncity Group Holdings Limited
The Financial Services Development Council of Hong Kong Publishes Recommendations in relation to Cementing Hong Kong’s Role as a Premier Private Wealth Management Hub in Asia
Hong Kong Monetary Authority Announces the Launch of the Enhanced Competency Framework on Compliance – Hong Kong on the Right Track to Proactively Build Talent
Hong Kong-listed ETFs Poised to Ride the Trend of Thematic ETF Growth Related to the Greater China Region
The Stock Exchange of Hong Kong Limited Publishes Conclusions on Proposed Amendments to Listing Rules Relating to Share Schemes of Listed Issuers
The Stock Exchange of Hong Kong Limited Publishes Enforcement Bulletin to Reminds of the Disclosure and Shareholder Approval Requirements of Certain Transactions of Listed Issuers
Hong Kong Takeovers Bulletin Reminds of Ancillary Documents Requirements and Compliance with Rule 19.1 for Closing Announcements Involving Trading Suspensions Due to Insufficient Public Float
Hong Kong Securities and Futures Commission Sets Out the Way Forward for Green and Sustainable Finance
Hong Kong Securities and Futures Commission and the China Securities Regulatory Commission to Enhance Stock Connect Trading Calendar
Consultation on Tightening Provisions regarding Offers of Investments, Section 213 Enforcement and Insider Dealing under the Securities and Futures Ordinance of Hong Kong
The Monetary Authority of Singapore, the International Finance Corporation and the United Nations Development Program Launch a Global Program for MSME Financial Literacy and Empowerment
Hong Kong Securities and Futures Commission Reprimands and Fines China Everbright Securities (HK) Limited HK$3.8 Million for Breaches of Anti-money Laundering Regulatory Requirements
Directors’ Duties to Avoid Frustrating Action During a Public Takeover
The Financial Reporting Council of Hong Kong Concludes that a Listed Entity Failed to Properly Account for the Interests in Two Investees and its Auditor Failed to Identify the Misstatements
The Financial Reporting Council of Hong Kong Finds that an Auditor Failed to Obtain the Evidence Needed to Evaluate the Measurement and Impairment Assessment of Goodwill arising from an Acquisition
A Comparative Study on Recent Regtech Developments in Hong Kong and Singapore
Hong Kong Securities and Futures Commission Criticizes Two Directors for Breaches of the Takeovers Code
Hong Kong Green and Sustainable Finance Cross-Agency Steering Group Releases Assessment of Carbon Market Opportunities for Hong Kong and Next Steps
China Securities Regulatory Commission Solicits Public Comments on Revision to the Provisions on Strengthening Confidentiality and Archives Administration of Overseas Securities Offering and Listing by Domestic Companies
Officials of China Securities Regulatory Commission Answered Reporter Questions Regarding the Revised Provisions on Strengthening Confidentiality and Archives Administration of Overseas Securities Offering and Listing by Domestic Companies (Draft for Comments)
Hong Kong Securities and Futures Commission Issues Phasal Consultation Conclusion on Licensing Depositaries of SFC-Authorized Collective Investment Schemes (under New Regulated Activity 13)
Hong Kong Securities and Futures Commission Issues Quarterly Report
Hong Kong Securities and Futures Commission Reprimands and Fines South China Commodities Limited HK$4.8 Million for Regulatory Breaches
The China Securities Regulatory Commission Releases Provisions on the Supervision and Administration of Depository Receipts under the Stock Connect Scheme between Domestic and Overseas Stock Exchanges
Officials from the China Securities Regulatory Commission Answer Reporter Questions Regarding the Depository Receipts Business under the Stock Connect Scheme
A Caveat on Mandatory General Offer Triggered by the “Chain Principle”
Market Misconduct Tribunal Sanctions Tianhe Chemicals Group Limited and its Executive Director for Issuing False or Misleading Information in the Company’s Listing Prospectus
China Securities Regulatory Commission Issues “Guidance on Improving the Quality of Prospectus Information Disclosure under the Registration System”