Financial Services Regulatory Update 2017/12/22

Financial Services Regulatory Update 2017/12/22

  • China Insurance Regulatory Commission’s Consultation Papers on Prevention of Insurance Fraud and Qualifications Requirements on Senior Personnel of Insurance Companies
  • Hong Kong Securities and Futures Commission Issued “Frequently Asked Questions on Advisory Work on Valuations in Corporate Transactions”
  • Salient Features of Revision of Fit and Proper Person Guidelines of Hong Kong Insurance Authority
  • China Securities Regulatory Commission Working on Fourth Phase of Specific Enforcement Project: Fighting Irregularities Regarding Private Equity Funds
  • United Kingdom Financial Conduct Authority Fines Bluefin £4 Million for Misleading Customers
  • Hong Kong Stock Exchange Publishes GEM Consultation Conclusions and Changes to GEM and Main Board Listing Rules
  • Hong Kong Stock Exchange to Expand Hong Kong’s Listing Regime to Allow Listing of Qualified WVR and Biotech Issuers
  • New Hong Kong SFC Compliance Bulletin Highlights Conflicts of Interest  
  • Hong Kong SFC Publicly Censures Zhang Qiang for Breach of the Takeovers Code – Acquisition of Shares at Higher-than-Offer-Price within Six Months After Close of Offer
  • Hong Kong SFC Launches Consultation on OTC Derivatives and Conduct Risks

FS_Regulatory_Update_JML-20171222