Financial Services Regulatory Update 2018/07/06

  • The Stock Exchange of Hong Kong Limited Issues Guidance Letter to Facilitate IPOs of Internet-related Companies
  • The Stock Exchange of Hong Kong Limited Seeks Views on Proposed Rule Changes Relating to Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments
  • The UK Financial Services and Markets Act 2000 (Prospectus and Markets in Financial Instruments) Regulations 2018 Come into Effect
  • US Securities and Exchange Commission Modernizes the Delivery of Fund Reports and Seeks Public Feedback on Improving Fund Disclosure
  • US Securities and Exchange Commission’s Chief Accountant Remarks on “Advancing the Purpose and Promise of Those Involved in Financial Reporting”
  • Hong Kong Securities and Futures Commission Commences Market Misconduct Tribunal Proceedings Against China Forestry’s Former Chairman and CEO
  • DBA Telecommunication (Asia) Holdings Limited Convicted for Making False or Misleading Statement in Results Announcement upon Prosecution Brought by Hong Kong Securities and Futures Commission under Section 384 of the Securities and Futures Ordinance
  • Hong Kong Monetary Authority and Securities and Futures Commission Conclude Consultation on Further Enhancements to the OTC Derivatives Regulatory Regime
  • Singapore Exchange Launches Rules for the Listing of Companies with Dual Class Shares
  • China Shenzhen Stock Exchange Pays Heightened Attention to the Risk of Stock Pledges of Shenzhen-listed Companies

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