Hong Kong Monetary Authority and Securities and Futures Commission Issue Consultation on Further Enhancements to the Over-the-counter Derivatives Regime
Retrial of Insider Dealing Case by Market Misconduct Tribunal after Hong Kong Court of Final Appeal Dismisses Leave Application to Appeal
Hong Kong Monetary Authority Publishes its Annual Report 2018
Hong Kong Monetary Authority Announces Next Steps of Global Financial Innovation Network Cross-border Testing Pilot
Hong Kong Monetary Authority Issues Circular on Use of Personal Data in Fintech Development
Hong Kong Monetary Authority and International Finance Corporation Host Seminar on Environmental, Social, and Governance and Impact Investing in Infrastructure
Roadshow for Potential Green Bond Offering by the Hong Kong Special Administrative Region Government
Hong Kong Monetary Authority Introduces Key Measures on Sustainable Banking and Green Finance
Hong Kong Monetary Authority Grants Virtual Banking Licenses
The Stock Exchange of Hong Kong Limited Updates and Streamlines Guidance Materials
Hong Kong Insurance Authority Publishes Consultation Conclusions on Rules Prescribing the Maximum Number of Authorized Insurers for Insurance Agents and the Minimum Requirements for Insurance Brokers
U.S. Securities and Exchange Commission Charges Truckload Freight Company with Accounting Fraud
U.S. Securities and Exchange Commission and Commodity Futures Trading Commission Issue Investor Alert: Watch Out for Fraudulent Digital Asset and “Crypto” Trading Websites
U.S. Securities and Exchange Commission Proposes to Improve Disclosures Relating to Acquisitions and Dispositions of Businesses
U.S. Securities and Exchange Commission Charges Sapphire Glass Manufacturer and Former CEO With Fraud
European Securities and Markets Authority Adopts Product Intervention Renewal Decision in Relation to Contracts for Differences
European Securities and Markets Authority Submits Technical Advice on Sustainable Finance to the European Commission
European Council Adopts Rules on Screening of Foreign Direct Investments
European Banking Authority Launches Consultation on Technical Standards on the Standardized Approach for Counterparty Credit Risk
Bank of Canada and Monetary Authority of Singapore Conduct Successful Experiment for Cross-border Payments Using Distributed Ledger Technology
Monetary Authority of Singapore Updates E-Payments User Protection Guidelines
Monetary Authority of Singapore Publishes Consultation Paper on the Proposed Implementation of the Final Basel III Reforms
Monetary Authority of Singapore Replies to Questions from the Parliament on Digital Payment Tokens
Singapore Exchange, United Overseas Bank Limited and the China Chamber of International Commerce Sign Memorandum of Understanding to Help Chinese Enterprises Use Singapore as a Launchpad for ASEAN Expansion
Financial Conduct Authority of the United Kingdom Publishes Statement on Delay to Publication of Final Rules for Contract for Differences Products and Contract for Differences-like Options
Financial Conduct Authority of the United Kingdom Sets out Progress and Next steps in Promoting Innovation in Financial Services
Financial Conduct Authority of the United Kingdom Begins Review of Financial Advice Market
Financial Conduct Authority of the United Kingdom Publishes Discussion Paper on Intergenerational Finance
Financial Conduct Authority of the United Kingdom Does Not Regulate Issuing Mini-bonds activity
Financial Conduct Authority of the United Kingdom Changes Mortgage Advice Rules to Encourage Consumer Choice
Financial Conduct Authority of the United Kingdom Encourages Policy Makers to Use Power of Attorney Guide
Shanghai Stock Exchange Revises Certain Articles of the Rules Governing the Listing of Stocks on Shanghai Stock Exchange
Australian Securities and Investments Commission Suspends Australasia Wealth Services and Management’s Australian Financial Services License
Australian Securities and Investments Commission Urges Financial Institutions to Plan for London Interbank Offered Rate Transition
Luxembourg Commission de Surveillance du Secteur Financier Publishes Circular on the “Third Country” National Regime under MIFID II/MiFIR
Financial Supervisory Authority of Finland Supervises Virtual Currency Providers
Vietnam Approves the Project “Restructuring of the securities market and the insurance market up to 2020 and orientation to 2025”
Thailand Securities and Exchange Commission Issues New Registered Capital Rules of Securities Companies
World Federation of Exchanges Publishes Annual Sustainability Survey
Dubai Financial Services Authority Invites Applications for its 2019 Regulatory Sandbox “Summer Cohort”
United Arab Emirates Signs Memorandum of Understanding with Abu Dhabi Global Market and International Bank for Reconstruction and Development to Establish the International Technology Center
Ras Al Khaimah Courts of United Arab Emirates and Abu Dhabi Global Market Courts Formulate Their Procedures for the Enforcement of Judgments
Autorité des Marchés Financiers Adopts a New Regime for Crypto-assets
International Tax Authority of the British Virgin Islands Publishes Economic Substance Code
Hong Kong Exchanges and Clearing Limited Signs Memorandum of Understanding with Shanghai Ganglian E-Commerce and Wuxi Stainless Steel Exchange
Hong Kong International Arbitration Center Becomes the First International Arbitration Institution Authorized to Administer Disputes in Russia
Hong Kong Privacy Commissioner for Personal Data Urges Organizations to Adopt the Three Data Stewardship Values of Data Ethics
Shenzhen Stock Exchange and Indonesia Stock Exchange Reach Consensus on Jointly Building a China-Indonesia SME Capital Market Service Plan
Shenzhen Stock Exchange and Dhaka Stock Exchange of Bangladesh Launch the Market Coordination Mechanism
Shenzhen Stock Exchange Holds Seminar on Local Government Bond ETFs
Hong Kong Mortgage Corporation Limited Launches Policy Reverse Mortgage Program