China Lifts Investment Quota Restrictions for QFII, RQFII Amid Financial Opening-Up
Hong Kong Exchanges and Clearing Limited Publishes Statement Regarding Possible Offer for London Stock Exchange Group plc
Hong Kong Securities and Futures Commission Reprimands and Fines The Hongkong and Shanghai Banking Corporation Limited HK$2.1 Million for Breaching Telephone Recording Requirements
Hong Kong Securities and Futures Commission Bans Jacky Cheung Chiu Hung for Two Years
Hong Kong Monetary Authority Reminds the Public to Protect Sensitive Personal Information
Singapore Exchange Deepens Cooperation with Chongqing Bureau to Promote Capital Flows and Facilitate Fundraising for Central and Western China Enterprises
Monetary Authority of Singapore Invites Applications for New Digital Bank Licenses
People’s Bank of China Releases FinTech Development Plan (2019-2021)
Abu Dhabi Global Market Publishes Detailed Guidance on Digital Securities
China Releases “Implementation Measures for Business of Non-public Issuance of Convertible Corporate Bonds by Non-Listed Companies
Crypto Operators Should Prepare for De Nederlandsche Bank Supervision
Hong Kong Securities and Futures Commission Issues Circular to Licensed Corporations on Launch of Key Risk Indicator Platform
Hong Kong Securities and Futures Commission Issues Circular to Licensed Corporations in relation to the Reporting of OTC Derivatives Transactions to Hong Kong Monetary Authority Trade Repository – Revised Technical Specifications
Hong Kong Monetary Authority Issues Circular on Guidelines on Credit Risk Management for Personal Lending Business
HKMC Insurance Limited Announces New Relief Measure for 80% Guarantee Product
Hong Kong Exchanges and Clearing Limited Launches Indian Rupee Currency Futures
Hong Kong Exchanges and Clearing Limited Invests in Data Technology Firm
Hong Kong Exchanges and Clearing Limited Signs Memorandum of Understanding with Ping An Insurance Group
The Listing Committee of The Stock Exchange of Hong Kong Limited Censures Shandong Molong Petroleum Machinery Company Limited and Censures or Criticizes a Number of Its Former Directors for Breaching the Exchange Listing Rules and/or the Director’s Undertaking; and Censures a Number of Its Former Supervisors for Breaching he Supervisor’s Undertaking
Insurance Authority of Hong Kong Publishes Consultation Conclusions on Codes of Conduct for Licensed Insurance Agents and Licensed Insurance Brokers
U.S. Securities and Exchange Commission Charges Bitqyck Inc. and its Founders with Defrauding Investors in Unregistered Offering and Operating Unregistered Digital Asset Exchange
U.S. Securities and Exchange Commission and Commodity Futures Trading Commission Charge Options Clearing Corporation with Failing to Establish and Maintain Adequate Risk Management Policies
European Securities and Markets Authority Strengthens Liquidity Stress Tests for Investment Funds
Australian Securities and Investments Commission Research Highlights the Importance of Reforms for Mortgage Brokers and Home Lending
Australian Securities and Investments Commission Sues 2 Banks for Use of Unfair Contract Terms
Australian Securities and Investments Commission Extends Relief for Foreign Financial Services Providers
Shanghai Stock Exchange Reports on Recent Operation of Listed Companies
Shanghai Stock Exchange Answers Questions on “SSE Rules for Review of Major Assets Reorganization of Listed Companies on SSE STAR Market (Draft)”
First Batch of Commodity Futures ETFs will be Listed on Shenzhen Stock Exchange
Shenzhen Stock Exchange and Korea Exchange Sign a Memorandum on Cooperation in Market Regulation and Research
Shenzhen Stock Exchange Bond Market Actively Serves the Construction of the Guangdong-Hong Kong-Macao Greater Bay Area
Japan Osaka Exchange Imposes Disciplinary Action against Citigroup Global Markets Japan Inc.
Royal Bank of Canada and Toronto-Dominion Bank Pays More Than CAD24 Million to Settle Ontario Securities Commission of Canada’s Charges for Foreign Exchange Compliance Failings
Malta Financial Services Authority Publishes its Strategic Plan 2019 – 2021
Stock Exchange of Thailand Signs Memorandum of Understanding with International Finance Corporation to Drive Thailand Capital Market towards Sustainable Development