Hong Kong Securities and Futures Commission Proposes Changes to The Code on Real Estate Investment Trusts
Hong Kong Securities and Futures Commission Concludes Consultation on Regulatory Scope and Competence Requirements of OTC Derivatives Licensing Regime
Hong Kong Securities and Futures Commission Bans Kwok Chau Mo for Nine Months for Circumventing Internal Control Policies
Hong Kong Court Convicts and Fines Former Director and Shareholder of Wonderful Wealth Group Limited for Unlicensed Activities
Hong Kong Securities and Futures Commission Reprimands and Fines Potomac Capital Limited HK$800,000 for Breaching Financial Resources Rules
Hong Kong Securities and Futures Commission Publicly Censures Fu Kwan for Breach of the Takeovers Code
U.S. Securities and Exchange Commission Awards Nearly US$50 Million to Whistleblower
U.S. Securities and Exchange Commission Charges Microcap Fraud Scheme Participants Attempting to Capitalize on the COVID-19 Pandemic
U.S. Securities and Exchange Commission Charges California Trader Engaged in Manipulative Trading Scheme Involving COVID-19 Claims
U.S. Commodity Futures Trading Commission Unanimously Approves Final Rule Amendments to Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors
Shanghai Stock Exchange Further Improves First-day Trading Mechanism for Re-listing of Delisted Stocks
Shanghai Stock Exchange Releases Notice on Matters Concerning Red-chip Companies Applying for Issuance and Listing on SSE STAR Market
Shenzhen Stock Exchange Spokesperson Answers Questions from Reporters on Transitional Arrangements for Review of the Reform of the ChiNext Board and the Pilot Project of the Registration-based IPO System
Shenzhen Stock Exchange Issues Information Disclosure Guidelines on Transactions and Related Party Transactions
The Response of Monetary Authority of Singapore to Queries on Fund Flows
Financial Conduct Authority of the United Kingdom Confirms Guidance for Insurance Firms to Consider the Impact of Covid-19 on Insurance Products Value
Singapore Exchange Announces Launch of Singapore Single Stock Futures and Signs MSCI Singapore License Agreement