Hong Kong Securities and Futures Commission Consults on Conduct Requirements for Bookbuilding and Placing Activities
Hong Kong Exchanges and Clearing Limited Invests in Guangzhou Futures Exchange
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action Against Hosa International Limited (Delisted, Previous Stock Code: 2200) and Five of its Directors (at the Date of Delisting)
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Master Glory Group Limited (In Liquidation) (Stock Code: 275)
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Fujian Nuoqi Co., Ltd (Stock Code: 1353)
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action Against (1) Mr. Ha Chuen Yeung, a former executive director of Inno-Tech Holdings Limited (In Liquidation) (Stock Code: 8202); and (2) Mr. He Xiao Ming and Ms. Xie Yan, former executive directors of Teamway International Group Holdings Limited (Stock Code: 1239)
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action Against Brightoil Petroleum (Holdings) Limited (Delisted, Previous Stock Code: 933) and Four of its Directors (at the Date of Delisting)
The Stock Exchange of Hong Kong Limited Updates Guidance Letter for Biotech Companies
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action against Six Directors of Moody Technology Holdings Limited (Stock Code: 1400)
Market Misconduct Tribunal sanctions Li Yik Shuen for Insider Dealing in Meadville Holdings Limited Shares
Hong Kong Securities and Futures Commission Enters into a Memorandum of Understanding (MoU) on Cross-boundary Wealth Management Connect
Hong Kong Securities and Futures Commission Consults on Conduct Requirements for Bookbuilding and Placing Activities
Hong Kong Securities and Futures Commission Obtains Disqualification Orders Against Former Senior Executives of Far East Holdings International Limited
Hong Kong Securities and Futures Commission Issues Restriction Notices to Two Brokers to Freeze Client Accounts Linked to Suspected Social Media Ramp-and-Dump Scam
Hong Kong Securities and Futures Commission Issues Restriction Notices to 13 Brokers to Freeze Client Accounts Linked to Suspected Social Media Ramp-and-Dump Scam
U.S. Commodity Futures Trading Commission Charges Swaps Trader with Manipulation, Attempted Manipulation, and Making False Statements
U.S. Securities and Exchange Commission Charges Investment Adviser and Others With Defrauding Over 17,000 Retail Investors
U.S. Securities and Exchange Commission Charges Former Executives of A Company With Accounting Violations
U.S. Securities and Exchange Commission Charges Three Individuals in Digital Asset Frauds
U.S. Securities and Exchange Commission Charges Ratings Agency With Disclosure And Internal Controls Failures Relating To Undisclosed Model Adjustments
Shenzhen Stock Exchange Press Secretary Answers Reporters’ Questions on the Official Release of Supporting Business Rules for Publicly Offered Infrastructure REITs
Shenzhen Stock Exchange Strengthens Rules and Technology Guarantee to Actively Build a Publicly Offered Infrastructure REITs Market System
Shenzhen Stock Exchange Initiates the Merger Between Main Board and SME Board
Shenzhen Stock Exchange Spokesperson Answers Questions from Reporters on the Merger of Main and SME Boards
Establishing a Reporting Mechanism for Program Trading of Convertible Bonds to Promote the Convertible Bond Market Towards Healthy Development
Shenzhen Stock Exchange Press Secretary Answers Reporters’ Questions about the Notice on the Matters Related to the Program Trading Reporting of Convertible Bonds
Shenzhen Stock Exchange Press Secretary Answers Reporters’ Questions on the Supervision of the Shareholder Information Disclosure by the Companies Applying for Initial Public Offering
The China Securities Regulatory Commission Reports on Case Handling in 2020
The China Securities Regulatory Commission Issues Guidelines for Shareholder Information Disclosure of Companies Applying for IPO
The China Securities Regulatory Commission Issued the Regulations on the Registration Management System for Insiders of Listed Companies
The People’s Bank of China and the China Banking and Insurance Regulatory Commission, the China Securities Regulatory Commission, the State Administration of Foreign Exchange, the Hong Kong Monetary Authority, the Hong Kong Securities and Futures Commission, and the Macau Monetary Authority Signed the Memorandum of Understanding on the Cross-boundary Wealth Management Connect Pilot Scheme in Guangdong-Hong Kong-Macao Greater Bay Area
Establishment of a Program Trading Reporting Mechanism for Convertible Bonds to Maintain the Order of Transactions in the Convertible Bond Market
Shanghai Stock Exchange Issues the Shanghai Stock Exchange Science and Technology Innovation Board Issuance and Listing Review Rules Application Guidelines No.1 – On-site Supervision of Sponsorship Business
Shanghai Stock Exchange Press Secretary Answers Reporters’ Questions on the Supervision of the Shareholder Information Disclosure by the Companies Applying for Initial Public Offering
Singapore Exchange and Temasek JV Ties up with Covalent Capital to Build End-to-end Digital Infrastructure
Monetary Authority of Singapore and Singapore Exchange Regulation Advise the Investing Public to Beware of Risks Related to Trading Incited by Online Discussions
Singapore Exchange, Trumid and Hillhouse Capital Form Joint Venture to Launch New Asian Bond Trading Platform
Report of Financial Conduct Authority of the United Kingdom Outlines Practices Firms Can Consider to Reduce Consumer Harm Caused by Failed Technology Changes
Update on Bank of England and Financial Conduct Authority of the United Kingdom Memorandum of Understanding on the Supervision of Market Infrastructure and Payment Systems