Financial Services Regulatory Update 2026/05/29

• The Stock Exchange of Hong Kong Limited Clarifies Listing Procedures, Electronic Document Requirements and Continuing Obligations for Listed Debt Issues to Professional Investors and to Public Investors
• Eastern Magistrates’ Court Convicts a Well-known Movie Producer and Former Pegasus Entertainment Chairman Wong Pak Ming of Insider Dealing
• China Securities Regulatory Commission Initiates Statutory Penalty Proceedings Against Tiger, Futu, and Longbridge for Unauthorized Cross-Border Financial Operations
• The Stock Exchange of Hong Kong Limited Clarifies ESG Reporting Code Expectations on Sustainability Assurance and Climate Related (IFRS S2 Aligned) Disclosures in FAQ 17.2 (Nos. 1–21)
• The Stock Exchange of Hong Kong Limited Sets out Adopted Rule Changes and Implementation Timetable Following Consultation on Enhancements to the Chapter 15A Structured Products Regime
• Hong Kong Exchanges and Clearing Limited Clarifies Expectations on the Appointment, Removal and Remuneration of Auditors under FAQ 16 (No. 5)
• Hong Kong Exchanges and Clearing Limited Provides Practical Guidance on Effective Risk Management and Internal Control Systems and Updates the Corporate Governance Guide for Boards and Directors
• The Uncertificated Securities Market Regime under the Securities and Companies Legislation (Amendment) Ordinance 2021 to be Implemented on November 16, 2026
• Hong Kong Securities and Futures Commission Publishes Circular on Tokenisation and Secondary Trading of Authorised Investment Products to Guide Digital Asset Markets
• Hong Kong Monetary Authority Grants Stablecoin Issuer Licenses to Anchorpoint Financial Limited and The Hongkong and Shanghai Banking Corporation Limited to Advance Digital Currency Regulation
• Hong Kong Insurance Authority Releases Provisional Statistics for 2025 to Provide Insurance Market Transparency
• Hong Kong Financial Services and the Treasury Bureau and Hong Kong Securities and Futures Commission Concludes Consultation on Virtual Asset Advisory and Management Regimes

FS_Regulatory_Update_JML 20260529

PDF Version