Hong Kong Securities and Futures Commission Issues Circular to Licensed Corporations on Prevention and Handling of Unauthorized Trading Incidents
Hong Kong Securities and Futures Commission Provides Updated Guidance to Licensed Corporations Based on Findings from Review of Internal Controls regarding Client Asset Protection
Hong Kong Securities and Futures Commission Updates Requirements on Licensed Corporations regarding Phishing Detection and Prevention
Hong Kong Securities and Futures Commission Issues to Licensed Corporations its Expected Standards of Conduct for IPO Financing and IPO Subscription Practices
Hong Kong Securities and Futures Commission’s Latest Guidelines to Licensed Corporations Following its Cybersecurity Review
Hong Kong Securities and Futures Commission Provides Updated Guidance to Intermediaries on Acceptable Account Opening Approaches
Hong Kong Securities and Futures Commission Provides Guidance on Expected Standards of Conduct for Virtual Asset Trading Platform Operators Based on Latest Findings from Inspections