Hong Kong Exchanges and Clearing Limited to Introduce New Initiatives to Enhance Liquidity of ETPs
Hong Kong Securities and Futures Commission Reprimands and Fines Southwest Securities (HK) Brokerage Limited HK$5 Million for Breaches of Anti-Money Laundering Regulatory Requirements
Hong Kong Securities and Futures Commission Reprimands and Fines Convoy Asset Management Limited HK$6.4 million For Regulatory Breaches Over Bond Recommendation
Hong Kong Securities and Futures Commission Seeks Court Order to Wind Up Combest Holdings Limited
Hong Kong Securities and Futures Commission Welcomes Re-appointment of Chief Executive Officer
Hong Kong Exchanges and Clearing Limited Signs Agreement with MSCI to License Indexes to Launch Asia and Emerging Markets Futures and Options Contracts
The Hong Kong Monetary Authority Releases Report on Fintech Adoption and Innovation in the Hong Kong Banking Industry
U.S. Securities and Exchange Commission Orders Credit Rating Agency to Pay US$3.5 Million for Conflicts of Interest Violations
U.S. Securities and Exchange Commission Adopts Amendments to the CAT NMS Plan to Improve Transparency and Financial Accountability
U.S. Securities and Exchange Commission Awards Over US$27 Million to Whistleblower
U.S. Securities and Exchange Commission Adopts Amendments to Improve Financial Disclosures about Acquisitions and Dispositions of Businesses
U.S. Commodity Futures Trading Commission Issues COVID-19 Customer Advisory on Commodity Exchange-Traded Products and Funds
Shanghai Stock Exchange Issues Notice of Matters Concerning Launching Pilot Program for Public Issuance of Short-Term Corporate Bonds
China Securities Regulatory Commission Approves Very Low-sulfur Fuel Oil Futures Trading
Financial Conduct Authority of the United Kingdom Announces Proposals to Continue Support for Customers Struggling to Pay the Mortgage due to Coronavirus (Covid-19)
Financial Conduct Authority of the United Kingdom Launches Consultation on Additional Guidance for Payments Firms to Strengthen Their Way of Looking After Customers’ Money
Monetary Authority of Singapore Launches New S$6 Million Grant Scheme to Support Singapore FinTech Firms