China Securities Regulatory Commission’s Pilot Scheme to Allow Selected Hong Kong-listed H-share Companies’ Shares to be Fully Tradeable
China Insurance Regulatory Commission’s Consultation Papers on Management Measures to Further Improve the System of Independent Directors in Insurance Institutions
Hong Kong Monetary Authority Signs Fintech Cooperation Agreement with Dubai Financial Services
China Securities Regulatory Commission: Full Implementation of the New Auditor Reporting Standards
United Kingdom Financial Conduct Authority Fines Tejoori £70k for Failing to Disclose Inside Information Asap
United Kingdom Financial Conduct Authority’s Approach to Authorisation and Competition
London Stock Exchange’s ELITE and Subsidiary of Shenzhen Stock Exchange SSIC, Sign MoU to Launch Business Support and Capital Raising Program in China
China Securities Regulatory Commission and The Securities and Futures Commission Enter into a Memorandum of Understanding to Enhance Supervisory Assistance and Enforcement Cooperation in Futures Markets
Hong Kong Securities and Futures Commission Provides Additional Guidance to Licensed Corporations on Establishing and Maintaining Prudential Risk Management Practices for Client Money, Liquidity and the Concentration Risks of Funding Sources Within Group-Affiliated Entities
Amendments Made by the Shanghai Stock Exchange on the Format of Provisional Announcements to Improve the Accuracy of Information Disclosure
China Insurance Regulatory Commission’s Consultation Papers on Prevention of Insurance Fraud and Qualifications Requirements on Senior Personnel of Insurance Companies
Hong Kong Securities and Futures Commission Issued “Frequently Asked Questions on Advisory Work on Valuations in Corporate Transactions”
Salient Features of Revision of Fit and Proper Person Guidelines of Hong Kong Insurance Authority
China Securities Regulatory Commission Working on Fourth Phase of Specific Enforcement Project: Fighting Irregularities Regarding Private Equity Funds
United Kingdom Financial Conduct Authority Fines Bluefin £4 Million for Misleading Customers
Hong Kong Stock Exchange Publishes GEM Consultation Conclusions and Changes to GEM and Main Board Listing Rules
Hong Kong Stock Exchange to Expand Hong Kong’s Listing Regime to Allow Listing of Qualified WVR and Biotech Issuers
New Hong Kong SFC Compliance Bulletin Highlights Conflicts of Interest
Hong Kong SFC Publicly Censures Zhang Qiang for Breach of the Takeovers Code – Acquisition of Shares at Higher-than-Offer-Price within Six Months After Close of Offer
Hong Kong SFC Launches Consultation on OTC Derivatives and Conduct Risks
