Monetary Authority of Singapore Proposes to Simplify Rules to Improve Business Flexibility for Market Operators
Hong Kong Stock Exchange Reviews Listed Issuers’ Implementation of ESG Reporting Guide
Hong Kong’s Securities and Futures Commission Concludes Consultation on Prescribing Professional Investors
Hong Kong’s Securities and Futures Commission Concludes Consultation on New Securities and Futures (Open-ended Fund Companies) Rules and Code on Open-ended Fund Companies
Hong Kong’s Securities and Futures Commission Concludes Consultation on Disclosure Requirements for Discretionary Accounts to Make it Easier for Investors to Compare Benefits Which Discretionary Account Managers will Receive from Product Issuers
Hong Kong’s Securities and Futures Commission Publishes Second Issue of “Regulatory Bulletin: Listed Corporations” on its Real-time Regulation Over Securities Issuances
The European Union’s General Data Protection Regulation Came into Force on May 25, 2018 – How Would This Affect Businesses Outside the European Union?
Brett Redfearn, U.S. SEC’s Director, Division of Trading and Markets, Comments at the FINRA Annual Conference on “How Should a Financial Professional Provide Advice in the Face of Conflicts?”