China Offers All Investors Greater Business Access
Hong Kong Securities and Futures Commission Issues Circular in Relation to the Clearing and Record Keeping Rules for the OTC Derivatives Regime – Changes to the List of Persons Designated as Financial Services Providers
Singapore Exchange Regulation Proposes to Remove Minimum Trading Price Rule
Hong Kong Exchanges and Clearing Limited Signs Memorandum of Understanding with Shanghai Shipping Exchange
U.S. Securities and Exchange Commission Proposes to Modernize Regulation of the Use of Derivatives by Registered Funds and Business Development Companies
U.S. Commodity Futures Trading Commission Orders Goldman Sachs & Co. LLC to Pay US$1 Million for Recordkeeping Violations
Financial Conduct Authority of the United Kingdom Bans Promotion of Speculative Mini-bonds to Retail Consumers
Australian Securities and Investments Commission Reports on Compliance with Financial Advice Fee Disclosure Obligations
Shanghai Stock Exchange Issues Notice of Publicly Soliciting Opinions on “SSE Implementation Measures on Shanghai-Hong Kong Stock Connect Business (2nd Amendment in 2019, Draft for Comment)”
Dubai Financial Services Authority Issues Consultation Paper for SME Listings
Ontario Securities Commission of Canada Makes Doing Business Easier for Ontario Market Participants
Cyprus Securities and Exchange Commission Consults on the Introduction of Investment-based Crowdfunding Rules
Swiss Financial Market Supervisory Authority Adopts New Approaches on Value Adjustments for Default Risks
The GEM Listing Committee of Stock Exchange of Hong Kong Limited Criticizes Mr. Guo Xia William, Executive Director and Chairman of China Health Group Inc. for Breaching the GEM Listing Rules and the Director’s Undertaking
The First A-share Private Placement Convertible Bond Successfully Issues on Shenzhen Stock Exchange
Shanghai Stock Exchange Releases Notice of “SSE Rules for Reviewing Significant Asset Reorganization of Listed Companies on SSE STAR Market”