• China Greenlights Majority Shares for Foreign Firms in Insurance Joint Ventures
• The Stock Exchange of Hong Kong Limited Seeks Views on Review of Listing Regime for Debt Issues to Professional Investors Only
• Hong Kong Privacy Commissioner for Personal Data Publishes Investigation Report on TransUnion Limited Data Breach Incident
• Hong Kong Monetary Authority Issues Circular on Managing ML/TF Risks Associated with Virtual Assets and Virtual Asset Service Providers
• Australian Securities and Investments Commission Consults on Guidance for the New Product Design and Distribution Obligations
• Australian Securities and Investments Commission Bans Unfair Cold Call Sales of Direct Life Insurance and Consumer Credit Insurance
• Australian Securities and Investments Commission Updates Responsible Lending Guidance
• Abu Dhabi Global Market Publishes Public Consultation on Proposed Amendments to a Various ADGM Commercial Legislation
• China Further Improves Environment for Foreign Investment
• Eurex Exchange Enhances European ETF Ecosystem with New Product
• United Kingdom Financial Regulators Publish Consultation Papers on Building Operational Resilience
• Hong Kong Exchanges and Clearing Limited to Enhance Pre-opening Session and Volatility Control Mechanism in its Securities Market
• HKMC Insurance Limited Introduces SME Financing Guarantee Scheme – 90% Guarantee Product
• The Stock Exchange of Hong Kong Limited Issues Announcement in Relation to the Cancellation of Listing of China Huishan Dairy Holdings Company Limited
• The Stock Exchange of Hong Kong Limited Publishes ESG Guide Consultation Conclusions and its ESG Disclosure Review Findings
• The Listing Committee of The Stock Exchange of Hong Kong Limited Censures Artini Holdings Limited for Breaching the Listing Rules
• U.S. Securities and Exchange Commission Charges Ericsson with Foreign Corrupt Practices Act Violations
• MetLife Inc. Pays US$10 Million to Settle U.S. Securities and Exchange Commission’s Charges for Longstanding Internal Control Failures
• Hong Kong Securities and Futures Commission Bans W. Falcon Asset Management (Asia) Limited’s Former Chairman for Life and Ex-CFO for Three Years
• Hong Kong Securities and Futures Commission Releases the Findings of its Survey on Environmental, Social and Governance, Climate Change and Asset Management
• Hong Kong Securities and Futures Commission Concludes Consultation on Margin Requirements for Non-centrally Cleared OTC Derivatives
• Shenzhen Stock Exchange Issues Business Rules and Guidelines Regarding Stock Options

FS_Regulatory_Update_JML_20191220

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