Hong Kong Monetary Authority’s Revised Guideline on Authorization of Virtual Banks
Hong Kong Listing Rules Amended to Make Delisting Framework More Effective
Hong Kong Securities and Futures Commission Reprimands and Fines Hang Seng Investment Management Limited HK$3 Million for Regulatory Breaches over Funds’ Cash Management
Hong Kong Stock Exchange Publishes Results on its Review of Listed Issuers’ Financial Reports
The People’s Bank of China has Decided to Expand the Scope of Medium-term Lending Facility Collaterals to Include, Among Others, High-quality Small and Micro Enterprise Loans and Green Loans
China’s Guiding Opinions on Further Regulating Services Concerning Sale and Redemption of Money Market Funds on the Internet
European Securities and Markets Authority Issues Final Guidelines on MiFID II Suitability Requirements
Singapore and India Advance in FinTech Cooperation
Monetary Authority of Singapore Proposes to Simplify Rules to Improve Business Flexibility for Market Operators
Hong Kong Stock Exchange Reviews Listed Issuers’ Implementation of ESG Reporting Guide
Hong Kong’s Securities and Futures Commission Concludes Consultation on Prescribing Professional Investors
Hong Kong’s Securities and Futures Commission Concludes Consultation on New Securities and Futures (Open-ended Fund Companies) Rules and Code on Open-ended Fund Companies
Hong Kong’s Securities and Futures Commission Concludes Consultation on Disclosure Requirements for Discretionary Accounts to Make it Easier for Investors to Compare Benefits Which Discretionary Account Managers will Receive from Product Issuers
Hong Kong’s Securities and Futures Commission Publishes Second Issue of “Regulatory Bulletin: Listed Corporations” on its Real-time Regulation Over Securities Issuances
The European Union’s General Data Protection Regulation Came into Force on May 25, 2018 – How Would This Affect Businesses Outside the European Union?
Brett Redfearn, U.S. SEC’s Director, Division of Trading and Markets, Comments at the FINRA Annual Conference on “How Should a Financial Professional Provide Advice in the Face of Conflicts?”
The Securities and Exchange Board of India Proposes “Group” Governance Committee for Implementing Effective Corporate Governance Throughout a Listed Group of Companies
Hong Kong’s New Era of Economic Integrity Based Supervision of Capital Raising
Hong Kong Monetary Authority Issues Guidelines on Application of Financial Technology in Personal Lending Business
Hong Kong Securities and Futures Commission Issues Circular to Intermediaries Regarding Client Orders Received Through Instant Messaging
Hong Kong Launches Pilot Bond Grant Scheme – The Significance of Developing the Bond Market and The Hong Kong Monetary Authority’s Efforts
Does Hong Kong Fall Behind in the Development of Sharing Economy?
Altaba, Formerly Known As Yahoo!, Agreed to Pay US$35 Million to Settle Charges by U.S. Securities Exchange Commission for Failing to Disclose Massive Cybersecurity Breach
Hong Kong’s Listing Regime Enters New Era, Featuring Emerging and Innovative Firms
A Company’s Listing on China National Equities Exchange and Quotations and H Shares Market Made Possible
Hong Kong Stock Exchange Updates Guidance Letter on Initial Public Offering Vetting and Suitability for Listing
Hong Kong Securities and Futures Commission Reprimands and Fines CN Capital Management Limited and Responsible Officers HK$1.2 Million over Regulatory Breaches
Shenzhen Stock Exchange Puts Emphasis on the Supervision of Disclosure to Fight Against Environmental Pollution
Four-time Enlargement of Daily Quota under Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect
Opening Remarks by Hong Kong Exchange and Clearing Limited (HKEX) Chief Executive Charles Li At Legislative Council Panel on Financial Affairs
Importance of Responding to Enquiries by the Hong Kong Stock Exchange
“Tips on Buying Insurance” Jointly Published by the Hong Kong Insurance Authority and Investor Education Centre
China to Accelerate the Development of a Quality Banking Industry
Keynote Address by Mr. Ong Ye Kung, Singapore’s Minister for Education (Higher Education and Skills) and Second Minister for Defense at the 12th ISAS International Conference on South Asia on April 6, 2018 – Strengthening Singapore-South Asia Cooperation
U.S. Securities and Exchange Commission Orders Three Investment Advisers to Pay $12 Million to Harmed Clients
Hong Kong Regulators Consult on Further Enhancements to the Over-The-Counter Derivatives Regulatory Regime
The Hong Kong Securities and Futures Commission’s Regulatory Action Halts Initial Coin Offer to Hong Kong Public
The Hong Kong Securities and Futures Commission Identifies Continued Deficiencies in Sponsor Work
Hong Kong’s Requirement for Publication of Full Property Valuation Reports on the Stock Exchange Website When Summary Valuation is Included in Takeovers Code Document
The Hong Kong Securities and Futures Commission Concludes Consultation on Online Platforms and Further Consults on Offline Requirements for Complex Products
Hong Kong Stock Exchange’s Guidance on Why the Exchange Returned Certain Listing Applications (HKEX-LD119-2018)
Hong Kong Stock Exchange’s Guidance on Why the Exchange Returned Certain Listing Applications (HKEX-LD120-2018)
HKMA’s Enhanced Competency Framework on Anti-Money Laundering and Counter-Financing of Terrorism
HKMA’s Implementation Guidance on Securitization Framework under Banking (Capital) Rules
Notice on The Publication of Guidelines for the Employees’ Performance in Banking Financial Institutions Issued by China Banking Regulatory Commission
India’s Changing Financial Landscape
U.S. Securities and Exchange Commission Stops Ponzi-Schemer Targeting Retail Investors and Obtains Preliminary Injunction and Asset Freeze
The Japanese Financial Service Agency’s Summary Points from Strategic Directions and Priorities 2017-2018
China Banking Regulatory Commission’s Opinion on Further Supporting the Innovation of Capital Instruments of Commercial Banks
The Hong Kong Securities and Futures Commission and The Stock Exchange of Hong Kong Sign Addendum to Memorandum of Understanding Governing Listing Matters
Third SFC Regulatory Forum Discusses Hong Kong’s Competitiveness
The Hong Kong Securities and Futures Commission Publicly Criticizes Nomura International (Hong Kong) Limited and Lee Yuen Yee, Annisa for Breaches of the Takeovers Code in Publishing Irregular Research Reports During a Potential Offer
Monetary Authority of Singapore Imposes Anti-Money Laundering and Counter-Terrorist Financing Requirements on the Intermediaries of Virtual Currencies
Monetary Authority of Singapore Promotes Responsible Recruitment in the Financial Advisory Industry
Hong Kong Monetary Authority’s Revised Guideline on Authorization of Virtual Banks
Hong Kong Monetary Authority’s Circular on Distribution of Fixed Income and Structured Products
Hong Kong Court Orders Qunxing and Former Directors to Compensate Investors Over Disclosure of False or Misleading Information
Hong Kong’s Standing Committee on Company Law Reform Issued its Annual Report
Hong Kong Securities and Futures Commission Reprimands and Fines Credit Suisse (Hong Kong) Limited, Credit Suisse Securities (Hong Kong) Limited and Credit Suisse AG $39.3 million for Regulatory Breaches
Shenzhen Stock Exchange Optimizing Shareholder Information Disclosure Channels and Deepening Capital Market Service
The State Council Information Office of the People’s Republic of China Held Press Conference on Judicial Administration Reform and Other Issues
Regulations on Insurance Brokers Published by China Insurance Regulatory Commission
The 2018 Work Conference of People’s Bank of China in Beijing
U.S. SEC’s Office of Compliance Inspections and Examinations Announces 2018 Examination Priorities
