• Hong Kong’s Single-Family Offices Surpass 3,380, Contributing Over HK$10 Billion Annually to the Economy
• Hong Kong Securities and Futures Commission Directs IPO Sponsors to Conduct Internal Reviews to Rectify Serious Deficiencies in the Preparation of New Listing Documents
• Hong Kong Securities and Futures Commission and Hong Kong Monetary Authority Jointly Consult on Standard Calculation Periods Under OTC derivative Clearing Rules
• Hong Kong Securities and Futures Commission Cautions Against Ramp and Dump Schemes Involving Impersonation of Stock Commentators
• Hong Kong Monetary Authority Publishes Practice Guide on Cloud Adoption
• Hong Kong Monetary Authority publishes Hong Kong Taxonomy for Sustainable Finance Phase 2A
• Hong Kong Office of the Privacy Commissioner for Personal Data Reports on 2025 Work and Intervenes in Three Data Security Incidents to Safeguard Personal Data
• Hong Kong Green and Sustainable Finance Cross-Agency Steering Group Announces Strategic Priorities for 2026–2028 to Strengthen Hong Kong’s Role as a Global Sustainable Finance Center
• Hong Kong Government Reports Record High Numbers of Companies and Start-Ups Affirming Hong Kong’s Competitive Business Advantages
• People’s Bank of China and China Securities Regulatory Commission Address Risks Related to Virtual Currencies Through Official Notice and Q&A
• Hong Kong Independent Commission Against Corruption Affirms Commitment Following Strong 2025 Corruption Perceptions Index Ranking
• Hong Kong Competition Commission Launches New Enforcement Action Against Bid Rigging in Building Maintenance Sector
Category: Publications
Hong Kong Recent Enforcement Actions: Cases and Consequences 2026/02/13
This article provides an overview of recent enforcement cases noteworthy to listed companies in Hong Kong, categorized by the nature of misconduct rather than the regulatory authorities responsible. Drawing on actions by the Securities and Futures Commission (SFC), The Stock Exchange of Hong Kong Limited (HKSE) and the Independent Commission Against Corruption (ICAC), it covers topics like breaches of directors’ duties, internal control failures, market misconduct, fraud, corruption, anti-money laundering violations, and investor compensation cases. This thematic approach highlights common compliance challenges and the critical need for robust governance to protect market integrity and investor interests.
Recent Enforcement Cases_JML_20260213Hong Kong Licensed Corporations Alert 2026/02/13
Implications of Hong Kong Monetary Authority’s Fintech Adoption Blueprint to Licensed Corporations and Registered Institutions
Hong Kong’s Tightened Sponsor Governance Regime: Securities and Futures Commission Issues Circular to Licensed Corporations Carrying Out Sponsor Work
SFC Strategic Priorities for 2024-2026
Circular to Licensed Corporations: Reminder of Statutory Obligations During SFC Inspections to Comply with Section 180 of the Securities and Futures Ordinance
Circular on Enhanced Facilitative Measure for Visiting Professionals
Circular to Licensed Virtual Asset Trading Platform Operators on Custody of Virtual Assets
Supplemental Joint Circular on Intermediaries’ Virtual Asset-related Activities
Hong Kong Securities and Futures Commission Issues Circular on Shared Liquidity by Virtual Asset Trading Platforms
Hong Kong Securities and Futures Commission Issues Circular on Detection and Prevention of Potential Layering Activities in Money Laundering
Hong Kong Securities and Futures Commission Issues Circular on Transition to New Suspicious Transaction Reporting Platform
Hong Kong Securities and Futures Commission Issues Circular on FATF Statements and Plenary Outcomes
Hong Kong Securities and Futures Commission Issues Circular on Implementation Arrangements for Cross Boundary Wealth Management Connect Pilot Scheme
Recent Enforcement Cases Against SFC Licensed Corporations
Financial Services Regulatory Update 2026/01/30
• Practical Changes Brought About by the New Ongoing Public Float Requirements for Hong Kong Listed Companies, Effective January 1, 2026
• Hong Kong Financial Secretary Advocates the Government’s Aim to Turn CMU OmniClear into a Multi-asset Class Platform that Provides Custodian Services to Both Equity and Debt Securities
• Hong Kong Government to Enhance the City’s Role as a Global Hub for Gold Trading
• Hong Kong Exchanges and Clearing Limited consults on Enhancements to Board Lot Framework, Increasing Market Efficiency and Accessibility
• Hong Kong Monetary Authority publishes Project Cargox Recommendation Report to Modernise Hong Kong’s Trade Finance Landscape
• The Stock Exchange of Hong Kong Limited Publishes Results of Annual Review of Issuers’ Annual Reports, Corporate Governance Reports and Environmental, Social and Governance Reports, Updates Annual Report Guide, and Launches AI-based Annual Report Explorer
• Hong Kong Accounting and Financial Reporting Council Proposes Mandatory Sustainability Assurance to Strengthen Hong Kong’s Role as a Leading Green Finance Hub
• Statistics Shown by Hong Kong Companies Registry’s Prosecution Cases Against Listed Companies in 2025
• Hong Kong Accounting and Financial Reporting Council Fines Rongcheng (Hong Kong) CPA Limited and Two Principals Over HK$1.18 Million for Regulatory Breaches
• Former Vice President of Computershare Hong Kong Investor Services Limited Jailed and Fined for Insider Dealing
• Hong Kong Financial Services and the Treasury Bureau and Hong Kong Securities and Futures Commission Conclude Consultations on Virtual Asset Dealer and Custodian Regimes, Further Consult on Two New Regimes
• New “Continuous Contract” Criteria Under Hong Kong’s Employment Ordinance Came into Effect on January 18, 2026
Legal Risks of Enterprises Using AI Agents for Process Automation
Enterprises harnessing AI for process automation in Hong Kong must adeptly navigate the complex juridical landscape governed by, among others, the Personal Data (Privacy) Ordinance (PDPO), ancillary cybersecurity mandates, and the national security law. Recent compliance assessments by Hong Kong’s Privacy Commissioner for Personal Data (PCPD) underscore the intensifying regulatory scrutiny on AI governance and personal data protection.
Legal Risks of Enterprises Using AI Agents for Process Automation_enFinancial Services Regulatory Update 2025/12/19
- Hong Kong Well-positioned to be a Global Hub for Regulatory Harmonization
- The Hong Kong Exchanges and Clearing Limited Publishes Conclusions on Proposed Amendments to Ongoing Public Float Requirements, to take effect on January 1, 2026
- The Hong Kong Exchanges and Clearing Limited Publishes Report of Annual Review of Issuers’ Reports and Updates of Guide on Preparation of Annual Report, and Launch of Annual Report Explorer
- The Hong Kong Exchanges and Clearings Limited Reminds on Common Misunderstandings Regarding Director Duties
- The Hong Kong Exchanges and Clearing Limited Issues Guidance for Listed Issuers Navigating Opportunities in the Digital Asset Landscape
- The Hong Kong Exchanges and Clearing Limited’s Disciplinary Action Against Target Insurance (Holdings) Limited and 6 Directors for Causing Prejudice to the Interest of Investors by Publishing Inaccurate, Incomplete and Misleading Announcement Regarding Proposed New Business
- Hong Kong Securities and Futures Commission Recent Conviction Cases Underscore Criminal Liability for False Trading and Insider Dealing
- Hong Kong Securities and Futures Commission Obtains Interim Court Order to Freeze up to HK$62.6 Million of Assets of Suspected Manipulator of Eggriculture Shares in Alleged Sophisticated Ramp-and-dump Market Manipulation
- Hong Kong Securities and Futures Commission Suspends Dealings in Dashan Education Holdings Limited Shares over Significant Overstatement of Corporate Bank Balances
- Hong Kong Securities and Futures Commission Issues Circular on Detecting and Preventing Layering in Money Laundering for Licensed Corporations and Virtual Asset Trading Platforms
- Hong Kong Accounting and Financial Reporting Council Reprimands Audit Firm and Directors for Negligence and Breaches of Auditing Standards in Audit of Hong Kong Listed Company’s Financial Statements
- Hong Kong Government Launches Consultation on Crypto-Asset Reporting and Common Reporting Standard Amendments to Enhance Tax Transparency and Combat Cross-border Tax Evasion
- Hong Kong and Shenzhen Launch Joint Action Plan to Build Global Fintech Hub (2025–2027)
- China’s Central “15th Five Year Plan” Proposal Highlights Building a Financial Powerhouse for the First Time
Hong Kong Competition Law: Cartels, Investigation Obstruction, and BMO Amendments
Recent developments in Hong Kong’s competition law landscape highlight intensified enforcement against anti-competitive conduct, particularly in the building maintenance sector. The Competition Commission has not only actively pursued bid-rigging and price-fixing cartels but also secured its first criminal conviction for obstructing an investigation. Concurrently, regulatory reforms to the Building Management Ordinance have introduced clearer mechanisms for terminating building managers, aiming to foster greater market competition. This article outlines key enforcement actions, including joint operations with the Independent Commission Against Corruption (ICAC), and analyses the broader implications for compliance and market practices in property-related industries.
Hong Kong Competition Law Cartels, Investigation Obstruction, and BMO Amendments_en
Financial Services Regulatory Update 2025/11/22
- Hong Kong Securities and Futures Commission Issues Guidance for Virtual Asset Trading Platforms to Expand Global Liquidity and Product Diversity Offerings
- Hong Kong Monetary Authority Announces New Phase of Project Ensemble to Facilitate Real-Value Transactions in Tokenized Deposits and Digital Assets
- Hong Kong Securities and Futures Commission Secures First Custodial Sentence Against Finfluencer for Unlicensed Provision of Paid Investment Advice on Social Media Chat Group
- Hong Kong Securities and Futures Commission Launches Consultation to Enhancements Proposal to the Hong Kong’s Retail Fund Code to Align with International Standards and Broaden Product Offerings
- Hong Kong Accounting and Financial Reporting Council Publishes Global Developments in Audit Regulation Study Across Six Jurisdictions: Highlights Opportunities to Strengthen Hong Kong’s Approach to Uphold Audit Integrity
- Hong Kong Competition Commission Publishes Annual Report 2024/2025 to Detail Enforcement Investigations and Advocacy
- China Securities Regulatory Commission Issues Work Plan to Optimize Qualified Foreign Investor System as Part of Capital Market Opening Efforts
- People’s Republic of China Adopts Amendment to Arbitration Law Effective 1 March 2026 to Modernize Framework and Promote Use in International Commercial Disputes
- Hong Kong Office of the Privacy Commissioner for Personal Data Issues Guidance and Leaflets on Use of CCTV Systems and Video Cameras on Drones and Vehicles
- Hong Kong Competition Commission Reaches Resolution with Keeta on Two-Step Process to Amend Agreements with Partnering Restaurants, Promoting Compliant Business Practices
Financial Services Regulatory Update 2025/10/25
- Hong Kong Monetary Authority and Hong Kong Securities and Futures Commission Chart the Course to Transform Hong Kong into a Global Fixed Income and Currency Hub
- Hong Kong Securities and Futures Commission Publishes Takeovers Bulletin with Guidance on DoD Data Redaction, Disclosure of Dividend Impact on Offer Price, and Revised Practice Note 9 on Exempt Fund Manager and Exempt Principal Trader Eligibility
- Hong Kong Securities and Futures Commission Issues Enforcement Reporter Highlighting Surge in Scam Complaints, SENSOR Monitoring System, and Global Anti-Fraud Collaboration
- Hong Kong Securities and Futures Commission Launches Dedicated Channel and Streamlined Authorisation Process to Support REIT Market Growth
- Hong Kong Exchanges and Clearing Limited Signs Memorandum of Understanding to Advance Carbon Market Ecosystem in Greater Bay Area
- Hong Kong Securities and Futures Commission Completes Landmark Compensation Distribution to Eligible Combest Shareholders
- Hong Kong Exchanges and Clearing Limited Introduces Hang Seng Biotech Index Futures to Expand Investment Opportunities in Biotechnology Sector
- Hong Kong Exchanges and Clearing Limited Establishes New Dubai Subsidiary to Advance Commodities Business
- Hong Kong Companies Registry Publishes 2024-25 Annual Report that Reiterates its Strategic Vision and Outlines its Commitment to Enhancing Business Facilitation in the Greater Bay Area, While Continuously Streamlining its Functions and Services to Better Support the Business Community
- Hong Kong Government Ranked Third Globally in the Global Financial Centers Index
- China Securities Regulatory Commission Releases Three Financial Industry Standards to Standardize Securities and Futures Practices
Regulatory Data Security Compliance for Hong Kong Business Entities
Data security compliance is critical for Hong Kong business entities, including but not limited to listed companies and their senior management or internal compliance teams, amid rising cybersecurity threats. Effective compliance safeguards sensitive data, supports corporate governance, and mitigates operational, legal and reputational risks in a highly interconnected business environment.
Regulatory Data Security Compliance for Hong Kong Business Entities_word vision_enFinancial Services Regulatory Update 2025/09/26
- The Office of the Privacy Commissioner for Personal Data, Hong Kong Publishes Practical Recommendations for Organizations to Anonymize Personal Data Before Feeding Them into AI Models to Strengthen Data Protection Across Asia-Pacific
- Hong Kong Monetary Authority and Hong Kong Securities and Futures Commission Publish Joint Conclusions on Enhancements to OTC Derivatives Reporting Regime
- Hong Kong Government Commences Operation of Banking (Amendment) Ordinance 2025 on November 3, 2025 to Introduce Law Enforcement Information Sharing Platform
- Hong Kong Securities and Futures Commission Publishes Quarterly Report Highlighting Enhancements of Hong Kong’s Market Competitiveness and Appeal
- Hong Kong Securities and Futures Commission Reprimands and Fines The Hongkong and Shanghai Banking Corporation Limited HK$4.2 Million for Disclosure Failures in Research Reports
- Hong Kong Securities and Futures Commission Reprimands and Fines Instinet Pacific Limited HK$8 Million for Failure to Report Cross Trades to the Stock Exchange of Hong Kong Limited
- Hong Kong Securities and Futures Commission Seeks Court Order to Freeze HK$62.5 Million in Assets for Investor Compensation in Ramp-and-Dump Case
- Hong Kong Competition Commission Conducts Search in Bid-Rigging Case Involving 25 Building Maintenance Projects Across Multiple Districts
- The Office of the Privacy Commissioner for Personal Data, Hong Kong Publishes Investigation Reports on Data Breaches at Kwong’s Art Jewelry, My Jewelry Management, and Adastria Asia
- Hong Kong Accounting and Financial Reporting Council Reprimands and Fines Deloitte and Engagement Partners HK$1.9 Million for Audit Deficiencies in Formerly Listed Companies
- The Hong Kong Exchanges and Clearing Limited Hosts Climate Finance Forum to Shape the Future of Environmental Markets
- Hong Kong Monetary Authority Launches Public Consultation on Phase 2A Prototype of Hong Kong Taxonomy for Sustainable Finance
- Hong Kong Monetary Authority Issues Guidance on “E-Banking Security ABCD” to Enhance Defenses Against Deepfake-Driven Fraud
Hong Kong’s New Re-domiciliation Regime
Hong Kong’s new re-domiciliation regime may help Hong Kong attract foreign conglomerates to relocate their regional headquarters to Hong Kong.
Hong Kong has reinforced its status as a leading business hub in Asia with the introduction of a new company re-domiciliation regime, offering a streamlined path for foreign companies to relocate their domicile and regional headquarters to Hong Kong while maintaining legal continuity and operational stability. This significant legislative development is part of broader efforts to strengthen the city’s global competitiveness and position as a global financial hub.
Effective May 2025, Hong Kong’s re-domiciliation regime enables eligible non-Hong Kong incorporated companies to transfer their statutory domicile to Hong Kong without dissolving and re-incorporating, thereby preserving their corporate identity, contracts, and legal relationships throughout the transition.
Upon successful registration with the Companies Registry under the Companies Ordinance (Cap. 622) (CO), the company is treated as a Hong Kong incorporated entity for all legal and tax purposes. This status allows full access to Hong Kong’s regulatory, legal, and fiscal advantages.
Hong Kong’s New Re-domiciliation Regime_enFinancial Services Regulatory Update 2025/08/29
- Digitalization Transformation of the Regulatory Infrastructure of Hong Kong’s Financial Markets is Gaining Momentum
- Updates on The Stock Exchange of Hong Kong Limited’s Headline Categories regarding Nomination Committee Changes and Compliance
- The Stock Exchange of Hong Kong Limited Updates Guidance Materials to Reflect Expansion in Paperless Listing Regime
- Hong Kong Securities and Futures Commission and The Stock Exchange of Hong Kong Limited Launch First-Ever Joint Disciplinary Action Against Listed Company Directors to Enforce Cooperation in Investigations
- The Hong Kong Exchanges and Clearing Limited Implements Phase 1 Minimum Spreads Reduction to Enhance Trading Efficiency
- The Stock Exchange of Hong Kong Limited Concludes Consultation on IPO Price Discovery and Open Market Requirements and Launches Further Consultation on Ongoing Public Float Proposals
- Hong Kong Financial Services and the Treasury Bureau Launches Public Consultation on Strengthening Licensed Money Lenders Regulation to Address Excessive Borrowing
- Hong Kong Securities and Futures Commission Secures Disqualification Order to Uphold Corporate Governance Standards
- Hong Kong Securities and Futures Commission and Independent Commission Against Corruption Conduct Joint Operation to Combat Market Manipulation and Corruption
- Hong Kong Securities and Futures Commission Reports 13% Asset Growth Highlighting Robust Fund Management Sector
- Hong Kong Accounting and Financial Reporting Council Publishes Inspection Findings to Enhance Transparency and Regulatory Compliance
- Hong Kong Monetary Authority Implements Supervisory Regime for Licensed Stablecoin Issuers
- Hong Kong Insurance Authority Publishes Consultation Conclusions on Draft Insurance (Public Disclosure) Rules for Public Disclosure Requirements
- The Hong Kong Companies Registry Releases Statistics for First Half of 2025
- China Securities Regulatory Commission Imposes Penalties to Address Financial Fraud in Listed Companies
Legal Challenges in Using Blockchain Technology in Securing Royalties for Artwork
The integration of Artificial Intelligence (AI) in art and creative sectors brings forth both opportunities and challenges, which calls for a thorough understanding of the legal framework to ensure compliance and safeguard intellectual property. This article delves into the role of blockchain in securing artwork royalties and its impact on taxation.
Virtual assets (VAs) and crypto-assets, synonymous terms, refer to digital assets issued or transferred through distributed ledger or blockchain technology. Blockchain technology emerges as a robust solution for safeguarding art by establishing a transparent and unchangeable record of ownership and provenance. By leveraging blockchain, artists can retain control over their work and receive royalties from subsequent sales through smart contracts, promoting fairness and transparency in the art market.
The use of means such as Non-Fungible Tokens (NFTs) are reshaping the balance of power, shifting it from intermediaries back to artists and creators. With blockchain’s incorporation in NFTs, tracking royalties and direct payments to artists become feasible, allowing for continuous benefit when their art is commercially disseminated. This alteration in business models within creative industries signifies a substantial change, offering artists ongoing compensation for their work.
Legal Challenges in Using Blockchain Technology in Securing Royalties for Artwork_enThe Future of Hong Kong’s Regulation on Digital Asset Dealing and Custodian Services
Hong Kong’s new digital asset regulation regime is poised to foster a safe and resilient ecosystem for market participants. Hong Kong strengthens its position as a global leader in digital finance through new regulations designed to ensure the secure and transparent management of digital assets. On June 27, 2025, the Hong Kong Financial Services and the Treasury Bureau (FSTB) and the Hong Kong Securities and Futures Commission (SFC) launched a public consultation on the introduction of licensing regimes for digital asset dealing and custodian services. These proposals build on existing frameworks for virtual asset trading platforms (VATPs) and stablecoins, reflecting the finance hub’s cautious yet forward-thinking approach to fostering innovation while prioritizing investor protection. For businesses, particularly small and medium enterprises (SMEs), these regulations present compliance challenges alongside opportunities to thrive in a trusted and developed market.
The Future of Hong Kong’s Regulation on Digital Asset Dealing and Custodian Services_en
Financial Services Regulatory Update 2025/07/25
- The Stock Exchange of Hong Kong Limited Clarifies Directors’ Training and Other Responsibilities under Enhanced Corporate Governance Regime
- Hong Kong Securities and Futures Commission Publishes Takeovers Bulletin Allowing Exclusion of Leased Assets Not Analogous to Ownership in Property from Rule 11.1(f) of the Takeovers Codes
- Hong Kong Inland Revenue Department Issues Guidance on Transitional Taxation Treatments for Re-domiciled Companies under Hong Kong’s New Re-domiciliation Regime
- Hong Kong Securities and Futures Commission Announces First Active ETF Cross-Listing, Underscoring Hong Kong’s Status as Premier Asset and Wealth Management Centre
- Hong Kong Securities and Futures Commission Launches Public Consultation on Legislative Proposal to Regulate Dealing in Virtual Assets and Proposed Regimes for Virtual Asset Dealers and Custodians
- Hong Kong Securities and Futures Commission Implements New Position Limits for Key Exchange-Traded Derivatives on Hang Seng Index, Hang Seng China Enterprises Index, and Hang Seng TECH Index
- Hong Kong Regains Global IPO Top Spot in First Half of 2025, According to KPMG and PwC Reports
- China Securities Regulatory Commission Imposes Total Fine of RMB 30.8 Million on Former Listed Companies for Financial Fraud, Holding Cooperating Parties Accountable for First Time
- Hong Kong Accounting and Financial Reporting Council Publishes 2024-25 Annual Report, Outlining Initiatives on Regulation, Governance, Development, and Organizational Effectiveness
- Hong Kong Accounting and Financial Reporting Council Reprimands Wu Kam Shing for CPA Misconduct and Imposes HK$200,000 Penalty Following Insider Dealing Determination
- Hong Kong Eastern Magistrates’ Courts Sentence Market Manipulators to Community Service for Up to 240 Hours
- Hong Kong Securities and Futures Commission Obtains Disqualification Orders of Up to 10 Years Against Former Directors of Superb Summit International Group Limited
Navigating Hong Kong’s Stablecoin Regulatory Framework
Stablecoins are digital assets pegged to fiat currencies or other stable benchmarks to maintain consistent value. Their rapid adoption has raised concerns over financial stability, consumer protection, and compliance with anti-money laundering (AML) and counter-terrorist financing (CTF) obligations. Hong Kong has introduced a stablecoin regulatory framework to regulate issuers and operators. This framework requires licensing, full reserve backing, consumer protection measures, and addresses cross-border issues. It includes transitional arrangements for existing operators.
Navigating Hong Kong’s Stablecoin Regulatory Framework_enHow to Optimize International IP Licensing within an International Group of Companies
In a globalized business environment, intellectual property (IP) is one of the most valuable assets for multinational enterprises (MNEs). The ability to strategically license IP across borders allows companies to expand their market presence, generate revenue streams, and enhance operational efficiency. For companies that often operate at the forefront of international trade and investment, understanding how to effectively structure and manage international property licensing is essential. This article explores the key strategies and considerations for optimizing international property licensing within an international group of companies. It provides practical insights tailored for the international IP merchandising community, focusing on legal, financial, and operational aspects to foster the successful use of IP in a competitive global market.
How to Optimize International IP Licensing within an International Group of Companies_enFinancial Services Regulatory Update 2025/06/27
- Hong Kong’s Role in Renminbi’s Internationalization and Digitalization, with Emphasis on Promoting Measures to Protect Investors and Traders
- Hong Kong Exchanges and Clearing Limited Releases Information Paper on Rule Amendments for Uncertificated Securities Market and Issuer Platform
- Hong Kong Securities and Futures Commission Adopts Fee Limits for Approved Securities Registrars in Uncertificated Securities Market
- Proposed AML/CFT Framework for Hong Kong’s Stablecoins Ordinance to commence August 1, 2025
- Hong Kong Company Re-domiciliation Regime: Overview and Practical Guide
- Landmark SFC Court Decision Secures $192 Million Compensation to Individual Public Shareholders and Director Disqualifications in Combest’s Case
- Hong Kong Exchanges and Clearing Limited Introduces CATL Listing to Enhance Market Product Offering
- The Legislative Council of Hong Kong Passes Inland Revenue (Amendment) (Minimum Tax for Multinational Enterprise Groups) Bill 2024
- The Stock Exchange of Hong Kong Releases Monthly Report on IPO Applications, Delisting, and Suspensions for May 2025
- China Securities Regulatory Commission Revises Administrative Measures on Major Asset Restructuring of Listed Companies
- Hong Kong Securities and Futures Commission and Hong Kong Exchanges and Clearing Limited Publish Joint Announcement on Launch of Technology Enterprises Channel
- Signing of the International Organization for Mediation Convention in Hong Kong, the Organization’s Headquarters
Hong Kong Licensed Corporations Alert 2025/06/27
- Hong Kong Securities and Futures Commission Issues Circular to Licensed Corporations on Prevention and Handling of Unauthorized Trading Incidents
- Hong Kong Securities and Futures Commission Provides Updated Guidance to Licensed Corporations Based on Findings from Review of Internal Controls regarding Client Asset Protection
- Hong Kong Securities and Futures Commission Updates Requirements on Licensed Corporations regarding Phishing Detection and Prevention
- Hong Kong Securities and Futures Commission Issues to Licensed Corporations its Expected Standards of Conduct for IPO Financing and IPO Subscription Practices
- Hong Kong Securities and Futures Commission’s Latest Guidelines to Licensed Corporations Following its Cybersecurity Review
- Hong Kong Securities and Futures Commission Provides Updated Guidance to Intermediaries on Acceptable Account Opening Approaches
- Hong Kong Securities and Futures Commission Provides Guidance on Expected Standards of Conduct for Virtual Asset Trading Platform Operators Based on Latest Findings from Inspections